- American Express (New York, NY)
- …+ Relevant audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified ... **Minimum Qualifications** + Bachelor's degree 6 years of experience in compliance , operational risk management, corporate governance, or regulatory affairs… more
- City National Bank (New York, NY)
- …and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and ... Financial, operational and process audits to assess the adequacy of the banks internal control environment. * Fiduciary and private banking audits in corporate ,… more
- City of New York (New York, NY)
- …license issued by the New York State Education Department; or (C) a valid Certified Internal Auditor certificate issued by the Institute of Internal Auditors ... principles, annual accounting reports submitted by court-appointed private and corporate trustees. - Ensure compliance with all...or a Certified Public Accountant license; or a Certified Internal Auditor certificate, as described in "1(B)"… more
- Broadridge Financial Solutions (Edgewood, NY)
- …mitigated and compliance procedures are followed + Conducts or directs the internal investigation of compliance issues + Assesses product, compliance , or ... with the companys external business objectives and goals + Maintains a strong internal control environment and ensures full compliance with internal … more
- Nelnet (Albany, NY)
- …Systems Auditor (CISA) + Certified Information Security Manager (CISM) + Certified Internal Auditor (CIA) + GIAC Systems and Network Auditor (GSNA) ... firm, we leverage our knowledge combined with the industry standards for compliance and information security issues to provide our customers with world class… more
- Mastercard (Harrison, NY)
- …greatest potential._ **Title and Summary** Vice President, Audit Overview Internal Audit provides independent, objective assurance designed to improve Mastercard's ... operations and control environment. Internal Audit helps Mastercard accomplish its objectives by bringing...and agenda management * Lead risk alignment with external auditor and second line of defense functions (eg, ERM,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director** **-** ** Internal Audit** **Review** **O** **fficer** ... Lead audits and provide analytical assurance for Rating activities across corporate , financial institution or structured finance sectors and analytical activities… more
- M&T Bank (Buffalo, NY)
- …necessary to independently monitor Technology division and Business Unit adherence to corporate risk policies, defined Business unit procedures and key risk related ... periodic status updates. Serve a departmental representative in discussions with Internal Audit. + Oversee the design and implementation of departmental procedures… more
- Fiserv (New York, NY)
- …experience in tax operations, consulting, systems or related roles + Experience with corporate tax processes, such as income tax compliance and provision, sales ... the tax groups. You will collaborate closely with various internal and external teams, to align efforts and execute...Tax Provision, Transfer Pricing, The Office of the State Auditor , and Vertex Leasing and Sales & Use modules,… more
- Scotiabank (New York, NY)
- …business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What ... monitoring (as applicable) and ensure that testing activities are conducted in compliance with governing regulations, internal policies, and procedures. +… more