- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- MTA (New York, NY)
- …Until Filled S ummary MTA Construction and Development (MTA C&D) is actively seeking a Program Director to support its Corporate Audits division , which ... Director Programs ( Corporate Audits) Job ID:...point of contact to MTA Audit Services and MTA Corporate Compliance in relation to MTA C&D-relevant… more
- Wells Fargo (New York, NY)
- …commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical ... **About this role:** The role of the Principal Corporate Banking Relationship Manager/ Managing Director will originate, evaluate and structure new financing… more
- Mizuho Corporate Bank (New York, NY)
- …team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong leadership ... Other requirements Mizuho has in place a hybrid working program , with varying opportunities for remote work depending on...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- Rochester Institute of Technology (Rochester, NY)
- **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest ... of progressively advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research,… more
- TD Bank (New York, NY)
- …The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, ... Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of...development and build out of a global Investment Banking Compliance program and Control Room across Canada,… more
- HCR Home Care (Rochester, NY)
- Salary Range: $90,000.00 - $120,000.00 Annually Role and Responsibilities The Compliance Director serves as the Compliance Officer and is the focal point for ... HCR's Compliance Program and is responsible for day-to-day.... + Provide update(s) to the Audit Committee on Corporate Compliance activities and Corporate … more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position ... and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for...to include (i) quarterly metrics reporting, (ii) six pillar compliance program , (iii) annual CEO attestation framework,… more
- ADP (New York, NY)
- …User Protection Act). **Qualifications:** + 3+ years extensive experience in supporting compliance program activities in large corporate environment, global ... will serve a key role in supporting the Sales Compliance Program operations and enhancements. You will...implementation of compliance requirements. (GSO, Legal, Privacy, Corporate Compliance etc.) + Monitor project managed… more
- New York State Civil Service (New York, NY)
- …all ESD affiliated entities; work with staff throughout the organization to implement the compliance program ; and monitor the program on a continuous basis ... NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional...OSC website for information relevant to ESD and its compliance program . * Work with the ESD… more