- Lincoln Financial (Greensboro, NC)
- …listing standards and general corporate law matters; and providing day-to-day advice and counsel on a broad range of securities and governance matters to ... perform legal work on a broad range of US securities and corporate law matters, with an...plan matters; corporate governance matters, including stock exchange… more
- VF Corporation (Greensboro, NC)
- …, Securities & Cap Markets at VF looks a little like this. As Senior Corporate Counsel at VF, you will handle a variety of engaging legal issues alongside an ... communications + Manage shareholder and stakeholder engagement on environmental, sustainability and governance topics + Handle corporate governance matters… more
- Ralliant (Raleigh, NC)
- Ralliant is seeking a talented and accomplished **Senior Corporate Counsel ** **-** **Finance & Governance ** to join its growing Legal team. Reporting to the ... Vice President, Assistant General Counsel - Finance & Governance , this role...a strong understanding of securities law and corporate transactions. **Key Responsibilities** ** Governance and SEC… more
- NetApp (Morrisville, NC)
- …securities matters including '33 and '34 Act reporting and compliance, corporate governance , mergers and acquisitions, equity investments, equity plan ... securities laws, NASDAQ rules and regulations, Sarbanes-Oxley requirements, and other corporate governance rules and regulations + Support SEC and NASDAQ… more
- TIAA (Charlotte, NC)
- …providing guidance on compliance with fund terms and restrictions, engaging external counsel as required. ** Corporate Governance ** + Provide secretarial ... estate, tax, business litigation, transactions/anti-trust, compliance, intellectual property, employment/labor, corporate governance , and ethics. **Key Responsibilities and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Assistant General Counsel in the Markets Section of the Corporate & Investment Banking Legal Division to support ... the Wells Fargo Corporate & Investment Banking (CIB) Municipal Products Group (MPG),...MPG on its role as an underwriter for municipal securities transactions + Provide legal counsel on… more
- US Bank (Charlotte, NC)
- …regulatory authorities, especially the SEC and FINRA + Experience with broker-dealer corporate governance + Familiarity and experience with relevant trade groups ... as in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Corporate Investment Banking (CIB) Regulatory Legal and Governance Section of the Legal ... on regulatory matters impacting CFTC regulated swaps as well as SEC regulated securities -based swaps + Provide regulatory advice on CFTC/SEC regulated swaps to cover… more
- Truist (Charlotte, NC)
- …to Executive Leadership and the Board of Directors to be used for corporate governance and critical decision-making. 9. Provide vision and leadership on ... to the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance...understanding of Basel III rules and interpretations. Provide expert counsel and advice to the CFO, Corporate … more
- Truist (Charlotte, NC)
- …4. Coordinate with Manager to ensure timely and accurate reporting of necessary corporate governance and financial information. Take ownership of the Sales ... to potential borrowers, as well as analytical requirements from Bond Counsel prior to closing (8038 tax document requirements). Produce amortization schedules… more