- NBT Bank (Norwich, NY)
- …for all Retail Installment Contract data, and consumer application data within the Dealer Finance Department. Education and Experience: + High School Diploma ... within a bank or financial institution work-setting + Customer service experience preferred Skills and Abilities: + Basic to...the team morale and overall value proposition of the Dealer Finance Department. + Sustain a professional… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for… more
- SMBC (New York, NY)
- …. + A solid foundation in US securities laws and regulations and broker dealer operations, products and services . + Ability to communicate this knowledge and ... with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance . The… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Compliance role for an International Broker Dealer firm located in midtown Manhattan, New York. ... Our client requires 4+ years of Compliance experience at a Broker Dealer or an RIA, with knowledge of FINRA Regulations/Filings, policies/procedures, personal… more
- Broadridge Financial Solutions (New York, NY)
- …while helping others along the way, come join the Broadridge team. The Bank Broker Dealer Head of Strategy and Business Development is a key member of the BBD ... the design, implementation, and operational success of key product initiatives and services . + Contribute strategic and tactical expertise that can be leveraged to… more
- Ford Motor Company (Albany, NY)
- …daily ticketing/operations including triage, troubleshooting, and resolution of eCommerce customer, dealer , and supplier issues within Service Level Agreement ... enhancement initiatives + Lead and collaborate with team members ( Dealer , Business, UX, Software Engineering, Finance , etc.)...+ Paid time off for individual and team community service + A generous schedule of paid holidays, including… more
- Deloitte (New York, NY)
- …proposals, workshops in Microsoft PowerPoint + Experience with wire transfers, trade finance , broker/ dealer trades. Data governance, data lineage, data testing. ... The TeamOur Forensic, Discovery, & Financial Crime offering provides services to support anti-money laundering, discovery, business disputes, and investigations.… more
- Bank of America (New York, NY)
- …risks. **Responsibilities:** + Serves as a subject matter expert for the Asset Based Finance and Dealer Financial Services portfolios of loans, oversees the ... execution of Credit Review's coverage plan and may participate in examination activities + Performs transactional testing of credit process execution of new and existing clients, and provides direct and timely feedback on transactional reviews performed by… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located ... 27 FINOP License, and 15+ years of Accounting and Finance experience within Prime Brokerage, Capital Markets or a...experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group… more
- Siebert Williams Shank (New York, NY)
- …and support senior bankers in business development efforts. SWS is a full- service investment banking and financial services company dual-headquartered in New ... of investment-grade corporate debt, a national leader in public finance investment banking, a named dealer on...only committed to providing the highest level of value-added services to our clients but also committed to improving… more