- Manulife (New York, NY)
- …third party providers + Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance , Compliance, Legal and Risk) on required AML/TF ... In this role of Director, you will work closely with Compliance, Operations, Finance and Investor Relations to help ensure complete AML/KYC is conducted on all… more
- Citigroup (Getzville, NY)
- …interfaces with NY-based Markets businesses (Prime Client Execs & Prime Finance traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime ... **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational knowledge of US regulatory… more
- TD Bank (New York, NY)
- …The Market Risk Technology team, composed of 2 families of apps (Valuation Services and Risk and Capital Studio), is responsible for the development and support ... and strategy to grow both our platforms and the dealer as a whole. The successful candidate is expected...+ Strong knowledge and experience building cloud native microservices services as well as containerization + Prior experience working… more
- Atria Wealth Solutions (Corning, NY)
- Through its relationship with CUSO Financial Services , L. P. (CFS) First Heritage Federal Credit Union is seeking a Financial Advisor to provide retirement and ... investment services to its member base in Corning, NY, and...drive and passion to deliver the highest level of service to credit union members and clientele to help… more
- Santander US (Staten Island, NY)
- …Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus ... quarterly basis. + Maintains compliance with all applicable bank, broker/ dealer , State and Federal regulations associated with the sale...personnel for the sale of other bank products and services such as deposit accounts and loans. + Attends… more
- Kestra Financial (Wappingers Falls, NY)
- …the financial services industry allowing for a strong understanding of broker/ dealer operations and financial services products, including but not limited ... The Associate/ Service Advisor reports to the Lead Advisor and...This position requires a strong understanding of the financial services industry and products, and is critical in handling… more
- Tradeweb (New York, NY)
- …Companies_ (2024) and by US News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets LLC ("Tradeweb") is proud to be an ... + Develop a working knowledge of existing TW institutional dealer contracts and assist in refining the contract lifecycle...in refining the contract lifecycle process. + Partner with Finance to build and maintain models that analyze current… more
- Citigroup (New York, NY)
- …the trading franchise through a technical lens. We are a primary dealer in market rates products including government securities across multiple jurisdictions and ... Research, CM and other organizations across Markets and Securities Services and the broader business + Trade a book...such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate governance and control… more
- Lincoln Financial (Albany, NY)
- …on General Account Invested Assets from an oversight role of external service providers. + Support strategic asset realignment across General Account portfolios on ... service provider managed accounting systems and across multiple custodians....we're looking for** _Must-Haves_ + 3-5+ Years experience in finance that is directly aligned to the specific responsibilities… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Finance **Job Description:** **Department Overview:** The Intraday Liquidity and Collateral Monitoring ... This team has oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations such as BCBS… more