- Bank of America (Albany, NY)
- …18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Albany/CVL- Dealer -Sales Retail-Client-Manager\_25028160) **Job Description :** ... are appropriately managed * Executes all categories of risk management activities, including monitoring dealer activity / negative news to drive proper dealer… more
- TEKsystems (New York, NY)
- Description - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker- dealer operations, including trading, sales, operations, and support ... Federal Reserve regulations such as Reg W and Reg D within the broker- dealer context, particularly in areas like intercompany transactions, liquidity management ,… more
- PNC (New York, NY)
- …supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management , Swap Dealer & Broker Dealer . This position ... Mobilize both time and resources efficiently to get things done **Job Description ** + Manages financial, compliance, and/or operational audit reviews, including the… more
- Publicis Groupe (New York, NY)
- **Company description ** A division of Publicis Groupe, Publicis Digital Experience is a network of top-tier agencies designed to develop capabilities and solutions ... York and will need to able to travel 70% of the time.** The Dealer Marketing (Territory Sales) Consultant (DMC) will be responsible for providing marketing solutions… more
- SMBC (New York, NY)
- …a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the ... compensation, SMBC offers a competitive portfolio of benefits to its employees. **Role Description ** The Compliance group within SMBC Nikko Securities Inc. serves as… more
- Capital One (Buffalo, NY)
- …set of Automobile Dealerships, providing consultative guidance to help each dealer achieve its operational objectives. Your ability to build entrenched relationships ... products and lending solutions. As the primary point of contact for each dealer , you will be responsible for the end-to-end activities related to product adoption… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located in ... Accounting and Finance experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group CFO and oversees Financial… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description ** SMBC Capital Markets, Inc. (CM) is a derivatives trading firm based ... in Charlotte, NC, London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange… more
- MarketSource (Rochester, NY)
- 130905BRTitle:MarketSource Channel ManagerJob Description : Outside Sales Manager MarketSource, an Allegis Group company, delivers integrated sales solutions by ... Essential Job Functions: Focus on prospect maintenance/relationships and acquisition of new dealer accounts via in-person customer visits Act as main point of… more
- General Motors (Albany, NY)
- **Job Description ** **Remote:** This position does not require employee to be on-site full-time to perform most effectively. The employee's role enables them to work ... and develop a team that will be supporting GM's dealer network in growing Parts Revenue, Customer Pay Repair...culture of empowerment, results focused mindset and drive change management + Extreme ownership of Zone Revenue, Retention &… more