- TD Bank (New York, NY)
- …ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution, and delivery of key… more
- Capital One (New York, NY)
- Director , Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Director with a passion for mitigating privacy risk at a ... tech-focused financial institution. The Director will join us to perform key privacy compliance...(CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One… more
- City of New York (New York, NY)
- …agencies, while working closely with community and partners. BCR is seeking to hire a Director of Capital Planning (" Director "). The Director will report ... Description PLEASE NOTE THAT ONLY EMPLOYEES PERMANENT IN THE ADMINISTRATIVE PROJECT MANAGER TITLE WILL BE CONSIDERED The NYC Department of Environmental Protection… more
- BMO Financial Group (New York, NY)
- …coordination with senior management, with key regulators as required + Coordinate Capital Markets' regulatory remediation function, including oversight of issue ... BMO Capital Markets is a leading, full-service financial services...#bmocapitalmarkets The Vice President will work directly with the Director , Regulatory Engagements (OCOO) and will be accountable for… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a **Markets Innovation/Equities Senior Product Manager , Executive Director ** (Senior Lead Securities Product Manager ) ... Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, trading… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Executive Director -level Portfolio Manager for the Technology, Media & Telecom (TMT) team within Wells Fargo ... Corporate & Investment Banking (CIB). This TMT CIB Portfolio Manager will partner with Industry Coverage, IG Syndications, Leveraged Finance, Leveraged Underwriting,… more
- TD Bank (New York, NY)
- …requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports Change Governance ... to expediently resolve incidents, identify, and track issues to remediation and develop processes to create timely, complete, and...will work with you to meet your needs. The Director Governance & Control partners with the Business and… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... content + Act as a Compliance lead in relevant remediation projects, which will include: + conducting gap assessments...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- S&P Global (New York, NY)
- …experienced analyst to join its Structured Finance Ratings group as an Associate Director in the Structured Credit practice. The practice provides credit ratings of ... Collateralized Loan Obligation (CLO) transactions. **Responsibilities and Impact** : The Associate Director will be an integral part of the analytical team, which is… more
- TD Bank (New York, NY)
- …requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice-President and Managing Director , Analytics & BI, TDS G&C, the primary role of the ... Director , Algo and Model Risk, TDS G&C is to...of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance… more