- City National Bank (Dallas, TX)
- * DIRECTOR OF AUDIT - BSA/AML* WHAT IS THE OPPORTUNITY? The Director of Audit for BSA/AML, will support City National Bank's Internal Audit department ... such as audit issue validations, continuous risk monitoring activities, and annual audit planning. In addition, the Director of Audit for BSA/AML… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Innovation and Analytics Audit Manager, Executive Director as part of our Chief Operating Office (COO) / Shared… more
- MUFG (Irving, TX)
- … and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of responsive ... of defense, including second-line Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- Robert Half Finance & Accounting (Carrollton, TX)
- Description We are looking for an experienced Audit Director to join our team in Carrollton, Texas. This leadership role requires a detail-oriented individual ... financial statements and accompanying disclosures to ensure accuracy and compliance . * Provide expert guidance on audit ...retail, and governmental entities. * Strong knowledge of US audit standards and applicable regulatory frameworks. *… more
- JPMorgan Chase (Plano, TX)
- …study plus 5 (five) years of experience in the job offered or as Audit Director , Senior Auditor, or related occupation. Skills Required: This position requires ... in a timely fashion. Contribute to the resolution of complex and time sensitive regulatory and audit issues. Articulate complex issues and themes to senior level… more
- City National Bank (Dallas, TX)
- …OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a leadership role as an ... for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of...and evaluates information received from business units and other external/ regulatory sources. * Performs follow-up on audit … more
- Charles Schwab (Westlake, TX)
- …of all phases of internal audit execution, as well as internal audit issue validation, regulatory issue validation, and retrospective reviews as part of ... QA procedures and templates to reflect the evolving internal audit methodology and to meet regulatory expectations....strategic initiatives. **What you have** + 5-7+ years of audit , risk, compliance , or examiner experience in… more
- City National Bank (Dallas, TX)
- …provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with ... performed, and effectively communicate audit results to the Senior Audit Manager/ Director and senior management in meetings, presentations, and/or written… more
- Charles Schwab (Westlake, TX)
- … audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and registered ... **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation...services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle… more
- City National Bank (Dallas, TX)
- …provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more