- Charles Schwab (Westlake, TX)
- …audits that target governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for ... the purpose of providing an independent assessment of CSC's compliance with the regulatory requirements pertaining to...Fraud and Conducts audits are performed in accordance with regulatory requirements. Reporting to the Director (PL)… more
- Charles Schwab (Austin, TX)
- …audits that target governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for ... for employee benefit plans. Reporting a Senior Manager or Director in the Bank enterprise team, the Senior Auditor...growing responsibility. Bank and/or Trust experience specific to internal audit and/or similar Big 4 Accounting or regulatory… more
- Charles Schwab (Austin, TX)
- … audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and registered ... with growing responsibility. Broker Dealer/Asset Management experience specific to internal audit and/or similar Big 4 accounting or regulatory experience… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all ... and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT Auditor (Senior...management, system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls… more
- Hormel Foods (Austin, TX)
- …processes in compliance with Sarbanes-Oxley Section 404 legislation. + Assists Assistant Director - Internal Audit in risk assessment, audit planning, ... assess the effectiveness and efficiency of the company's internal controls and determines compliance with company policies and procedures as well as legal and … more
- MUFG (Irving, TX)
- …Department. **Major Responsibilities:** + Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit and ... Management processes and procedures. + Support the IM Operations Regulatory & Audit Reporting Coordination Team to...IM Reporting & Analysis Team processes. + Support the Director , GFCD and Americas Compliance Issues Management… more
- Stanley Black and Decker (Northlake, TX)
- …maintains all permit and regulatory record keeping, and interfaces with regulatory compliance . + Analyze and report site performance against goals to ... site team, GTS EHS Manager and/or Corporate Director of EHS. + Implements programs to ensure safe... issues + Steward annual EHS audits to support compliance certification; provide oversight of audit corrective… more
- PSI Services (Austin, TX)
- …around a standard 09:00 - 17:30 schedule. The role reports to the Snr Director of Information Security, Governance, Risk and Compliance and may be performed ... business systems and processes. + Ensure alignment with client, regulatory , and internal compliance requirements. + Support...metrics dashboards, and trend analysis related to security and compliance activities. + Support audit plans and… more
- Southwire (Arlington, TX)
- …effective EHS management strategies, provide recommendations and technical expertise on regulatory compliance . 2. Develop, implement, and communicate policies, ... EH&S procedures, programs and processes and systems to ensure compliance with regulatory and company requirements and...safety, communications, and reporting as required to the EHS Director and regulatory agencies as needed. **Key… more
- Moore County Hospital District (Dumas, TX)
- …coordination with the Director of Pharmacy and pharmacy staff. Regulatory Compliance : (Maintain professional competencies) * Maintain current CPhT ... activities that ensure adequate stocks of medications, purchasing contract compliance , effective cost management, and compliance with...* Process Department charges * Process Revenue Reports * Audit CII and CIII-V Invoices to ensure complete *… more