- TD Bank (New York, NY)
- …notes, and other required documentation to effectively report on the status of Compliance regulatory initiatives to senior management , relevant boards and ... US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory ...in Word, Excel and PowerPoint **General Job Description:** The Director Compliance TDS oversees/leads a team(s) of… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **System Senior Director , Regulatory Compliance - Mount Sinai Health System** The Senior Director for Regulatory Affairs is ... Regulatory Affairs, MSHS, in maintaining a state of regulatory compliance across the MSHS, through proactive...provided. + Assists with the operational aspects of survey management , before, during and after the survey. This includes… more
- Ross Stores, Inc. (New York, NY)
- …and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management \. The position will also ... with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs ... Risk Management , Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional… more
- Mohawk Valley Health System (Utica, NY)
- Sr Director Quality Management & Regulatory Affairs - Full Time - Days Department: QUALITY IMPROVEMENT Job Summary The Senior Director of Quality ... and innovating quality and regulatory operations throughout the organization. The Senior Director of Quality Management Systems & Regulatory Affairs is… more
- American Express (New York, NY)
- …**How will you make an impact in this role?** This ** Director of Regulatory & Audit Exam Management ** will be responsible for ECM's engagement with, response ... work. + Challenge and advise action owners on risk management remediation efforts with a audit and regulatory...**Minimum Qualifications:** + 6 years in a financial risk management function (eg, audit, compliance , operations, credit).… more
- Sumitomo Pharma (Albany, NY)
- …seeking a dynamic, highly motivated, and experienced individual for the position of ** Director , Regulatory Advertising & Promotion** . The Director is ... team and of successful interactions with OPDP staff and management + Sense of urgency and perseverance to achieve...considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and… more
- Scotiabank (New York, NY)
- …conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... Director , Regulatory Relations Group **Requisition ID:**...stakeholders in the three lines of defense, including Bank management and governance committees on regulatory topics.… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... entail: working closely with regional HR heads, legal, and compliance teams to ensure alignment and proactive management...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- SMBC (New York, NY)
- …promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member activities ... offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Sr. Regulatory Officer works with the Regulatory Relations… more