- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- Janus Henderson Investors (New York, NY)
- …Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and ... political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI… more
- The Research Foundation for SUNY (Albany, NY)
- …the compliance team liaison with external vendors to support annual compliance certification and disclosure processes; + Maintain records pertaining to ... administration, marketing, or communications; + Certified Compliance & Ethics Professional (CCEP) certification held at time of hire or obtained within 1-2 years of… more
- SolomonEdwards (Albany, NY)
- …of mortgage laws and regulations is required, including the Home Mortgage Disclosure Act. Knowledge of state and federal agency mortgage loan guidelines and ... regulations. Travel Requirements: No travel required, unless requested by the client. Physical Requirements: The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this… more