- American Express (Charlotte, NC)
- …ensuring 2LOD assessments are performed consistently and in alignment with compliance and enterprise risk assessment standards. This position does not ... Assessment Program, supports the development, governance, and operationalization of the enterprise Compliance Risk Assessment (CRA) framework. Operating… more
- American Express (Charlotte, NC)
- … Risk Management team responsible for designing, governing, and overseeing the enterprise -wide Compliance Risk Assessment (CRA) framework. This role ... of integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, is a key member of the 2nd Line… more
- Truist (Raleigh, NC)
- … Controls and Change Office, responsible for the execution and support of the enterprise risk control self- assessment (RCSA). Utilize risk expertise ... to time. 1. Execute on RCSA framework and associated assessment unit changes to operational process, risks and controls...expectations. 3. Serve as a subject matter expert for Enterprise and Operational risk management programs, providing… more
- TD Bank (Charlotte, NC)
- … risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... (monitoring, risk assessment etc.) are completed and communicated in a continuous and timely fashion + Consistently exercises discretion in managing… more
- TD Bank (Charlotte, NC)
- … risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... new products, marketing campaigns, and expansion of existing programs + Conducts enterprise wide annual risk assessment for all TD businesses + Supports the… more
- TD Bank (Charlotte, NC)
- … risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... and servicing. This role involves managing compliance programs related to risk assessment , exam management, monitoring, reporting, and training across… more
- TD Bank (Charlotte, NC)
- … risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... management + Conducts meaningful analysis at the functional or enterprise level using results to draw conclusions, makes recommendations,...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... management + Conducts meaningful analysis at the functional or enterprise level using results to draw conclusions, makes recommendations,...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- …assurance function to develop various training and awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...focus of the role will be the facilitation of enterprise -wide oversight and governance of the global regulatory inventory… more
- TD Bank (Charlotte, NC)
- …risk and self- assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that ... and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a… more