- TD Bank (New York, NY)
- …or global financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting , sales and trading, at a global ... and develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified… more
- Neuberger Berman (New York, NY)
- …accurately and within established deadlines, ensuring compliance with firm policies and federal regulations. + **Liaison** : Serve as a liaison between Wealth ... Advisors, Portfolio Managers, Operations , and clients. + **Client Support** : Offer daily...fees, etc., using various in-house portfolio systems. + **Client Reporting ** : Provide customized reporting and analysis… more
- Neuberger Berman (New York, NY)
- …is in charge of tax structuring, tax compliance, tax planning, tax accounting, tax reporting , and ad-hoc tax matters. We are looking for an experienced executive to ... related to the employee equity plan including Investor Relations, Operations , and Finance + Manage all aspects of the...Active involvement in tax audit reviews and resolutions with federal , state and local and non-US tax authorities +… more
- TD Bank (New York, NY)
- …broker dealer or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting , sales and trading, and applicable ... team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +...protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an… more
- Ankura (Lexington, NY)
- …statute; CMS and Veteran's Administration regulations regarding pharmaceutical price reporting ; and sales and marketing requirements for prescription ... across the Life Sciences sector in matters relating to compliance with the federal False Claims Act; Anti-Kickback Statute; Food Drug and Cosmetic Act; Department of… more
- Highmark Health (Albany, NY)
- …US CITIZEN This position serves as a key liaison between Claims Operations , Customer Service, Regulatory Affairs, IT, Legal and other departments, proactively ... knowledge to mentor junior resources. **ESSENTIAL RESPONSIBILITIES** + Monitor state, federal , and industry regulatory changes and assess their potential impact on… more
- The Rare Wine Co. (Brooklyn, NY)
- …Prepare, submit, and track federal and state regulatory filings for sales and operations . Licensing Management: Obtain and renew alcohol beverage licenses ... all alcohol beverage regulations, including managing alcohol beverage licensing, overseeing federal and state regulatory filings, and coordinating product and brand… more
- International Paper (Buffalo, NY)
- …special projects, and initiatives in order to assist management in achieving operations and management objectives. + Work with Controller in development and ... as a source of research analysis. + Complete various reporting requirements. + Be familiar with the financial policies...auto, vision and pets. **The Career You Will Build:** Sales and Leadership training, promotional opportunities within a global… more
- Bank of America (New York, NY)
- …handling or exception reporting + Manage ad hoc requests from trading, sales and client(s) with tight timelines + Collaborate across Global Markets teams (ops, ... businesses. This individual will partner closely with broader Global Operations and Global Markets teams to deliver operational support...trading, sales , risk, credit, COOs, legal, compliance, technology) to resolve… more
- Amazon (New York, NY)
- …resolve technically complex deal scenarios * Cultivate best practices through analysis and reporting in support of continuous improvements About the team At AWS, the ... of experience in working with key internal stakeholders (eg operations , legal, etc.) as necessary. - Strong analytical and...staff to ensure exceptional customer service; and follow all federal , state, and local laws and Company policies. Criminal… more