- Charles Schwab (Orlando, FL)
- …creative problem solving, helping us "challenge the status quo" and transform the finance industry together. As a Wealth Advisor within Schwab Wealth Advisory ... Qualifications:** + Bachelor's degree + Active FINRA Series 7 license (May be obtained with a 120-day condition of...you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and guidelines as well as firm policies governing advisory accounts. A Senior Advisor , general investment advisory is expected to conduct reviews which can include - ... contact with internal customers to identify, research, and resolve problems. The Senior Advisor in this role will support Raymond James' Private Client Group to… more
- Navy Federal Credit Union (Pensacola, FL)
- …services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or ... of NASAA Series 63/65 or 66 registration required + Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective… more
- PNC (Palm Beach Gardens, FL)
- …and have an opportunity to contribute to the company's success. As an Investment Advisor I within PNC's Private Bank organization, you will be based in Palm Beach ... **Preferred Skills** Accountability, Budget Management, Competitive Advantages, Decision Making, Finance Strategy, Financial Modeling, Investment Management, Relationship Management **Competencies**… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …apply to account trading activity of clients' accounts by monitoring financial advisor activity, reporting findings and managing concerns in a professional and ... other compliance issues involved with retail activity. + Principles of banking, finance , and securities industry operations + Rules and regulations of the Securities… more
- PNC (Vero Beach, FL)
- …and have an opportunity to contribute to the company's success. As a Fiduciary Advisor Sr. within PNC's Private Bank organization, you will be based in Vero Beach, ... to be successful in this position. **Preferred Skills** Decision Making, Finance Strategy, Investment Management, Legal Practices, Real Estate Settlements, Revenue… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other compliance issues involved with retail activity. + Principles of banking, finance , and securities industry operations + Rules and regulations of the Securities ... combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 license preferred + Appropriate series license (s) for assigned… more
- Truist (Tampa, FL)
- …a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary of ... 2. Receive and place orders as directed from Financial Advisor and assigned clients. Reply to queries regarding general...dates and settlement. 3. Process corporate actions where a license is warranted, such as tender offers, optional dividends… more
- LCEC (North Fort Myers, FL)
- …insurance programs, policy administration, and records management, and serves as a key advisor to executive leadership and the Board of Trustees on risk and ... risk and compliance goals. + Serve as a subject matter expert and strategic advisor on risk and compliance to executive leadership. + Promote a risk-aware culture… more
- Charles Schwab (Orlando, FL)
- …problem solving, helping us "challenge the status quo" and transform the finance industry together._ _We believe in the importance of in-office collaboration and ... desire to grow under the mentorship of a seasoned advisor , this could be the role for you. Reports...**Required Qualifications:** + A valid and active Series 7 license is required + A valid and active Series… more
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