- PNC (FL)
- …an opportunity to contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting the Risk, Change, ... be available in all geographic locations. The Compliance Program Advisor should have the following: * Capital Markets and...or 53) are preferred for this role and/or public finance compliance experience. * 5+ years of industry experience… more
- Charles Schwab (Orlando, FL)
- …creative problem solving, helping us "challenge the status quo" and transform the finance industry together. As a Wealth Advisor within Schwab Wealth Advisory's ... experience supporting international clients + Active FINRA Series 7 license (May be obtained with a 120-day condition of...you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances… more
- Navy Federal Credit Union (Pensacola, FL)
- …services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or ... of NASAA Series 63/65 or 66 registration required + Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to clients of the company by combining the traditional roles of the Financial Advisor and Service Associate. The ideal candidate will have a passion for providing ... in the securities industry. * Principles of banking and finance and securities industry operations. * Financial markets and...FINRA Series 66 or 63 & 65 required. * Insurance License required. * FINRA Series 24 or 9/10… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …apply to account trading activity of clients' accounts by monitoring financial advisor activity, reporting findings and managing concerns in a professional and ... other compliance issues involved with retail activity. + Principles of banking, finance , and securities industry operations + Rules and regulations of the Securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other compliance issues involved with retail activity. + Principles of banking, finance , and securities industry operations + Rules and regulations of the Securities ... combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 license preferred + Appropriate series license (s) for assigned… more
- Truist (Lake Mary, FL)
- …a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary of ... 2. Receive and place orders as directed from Financial Advisor and assigned clients. Reply to queries regarding general...dates and settlement. 3. Process corporate actions where a license is warranted, such as tender offers, optional dividends… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and external business partners to provide comprehensive recommendations for the financial advisor , the client and the client's legal and tax professionals (eg ... guidance for financial advisors and their clients. + Frequent participation in advisor education events and client meetings to facilitation asset growth and… more
- LCEC (North Fort Myers, FL)
- …insurance programs, policy administration, and records management, and serves as a key advisor to executive leadership and the Board of Trustees on risk and ... risk and compliance goals. + Serve as a subject matter expert and strategic advisor on risk and compliance to executive leadership. + Promote a risk-aware culture… more
- ServiceNow, Inc. (Orlando, FL)
- …for critical On-Premises deals in partnership with other Sales, GTM, and Finance functions, driving revenue achievement at a global scale. The ideal candidate ... operational coordination to accelerate closing. + Act as a strategic advisor to sales leaders, enabling repeatable success in enterprise-scale On-Prem engagements.… more