- SMBC (Jersey City, NJ)
- …or related discipline). + 3-5 years of business experience in finance , audit, risk , compliance , or regulatory management in banking / financial services. ... the second and third lines of defense functions (ie Finance , Risk , Internal Audit, Compliance ,...is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management, Board; Front-Office Operations, Compliance ,… more
- ManpowerGroup (Jersey City, NJ)
- …/PL reports to enterprise teams outside of FICC, including Finance , Market Risk , and Regulatory / Compliance . **What's Needed?** + Strong Python skills ... their team. As a Senior Python Developer, you will be part of the Risk Management Department supporting the Fixed Income Trading Team. The ideal candidate will have… more
- TD Bank (Cherry Hill, NJ)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... who can provide you more specific details for this role. **Line of Business:** Finance **Job Description:** The Sr. Group Manager, Specialized Finance manages a… more
- Cherry Bekaert (Jersey City, NJ)
- …( Regulatory Compliance )** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk...bring to the role:** + Bachelor's degree in accounting, finance or related business field of study + Relevant… more
- Fiserv (Berkeley Heights, NJ)
- …Basic knowledge of Internal Audit or Exam Management, Internal Controls, Finance , Regulatory Compliance , or Risk Management. + Working knowledge and ... following: Accounting and Finance Principles, Internal Controls, Risk Management or Regulatory Compliance regulations, standards, or frameworks such as… more
- TD Bank (Mount Laurel, NJ)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... Risk Specialist will be part of the Operational Risk Management Team covering Treasury and Finance ._**...May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory… more
- Deloitte (Morristown, NJ)
- …The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements ... Senior Manager - FSI Risk , Regulatory & Forensic Our Deloitte...credit risk , liquidity risk , operational risk , compliance risk , market … more
- Deloitte (Morristown, NJ)
- …The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements ... regulatory reporting space + Knowledge of the structure and roles within the regulatory risk function at a bank, including execution and oversight processes, … more
- Highmark Health (Trenton, NJ)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, and the impacts… more
- SMBC (Jersey City, NJ)
- …of relevant controls. + Help develop risk dashboards designed to identify the regulatory compliance risk profile on an ongoing basis. + Support the ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...(eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk . SMBC's employees… more