- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Information technology support and technical documentation. + Principles of banking and finance and securities industry operations. + Business planning and ... We are seeking a seasoned Finance Technology Professional with Finance ERP and EPM as well as exposure to large development projects implementing a Finance … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …banking regulatory agencies. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... **Knowledge of:** + Concepts, practices and procedures of investment advisory, securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and other compliance issues involved with retail activity. + Principles of banking, finance , and securities industry operations + Rules and regulations of the ... skills obtained through experience, specialized training and/or certification in securities and/or banking industry to mitigate regulatory, litigation and reputation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and other compliance issues involved with retail activity. * Principles of banking, finance , and securities industry operations * Rules and regulations of the ... trading patterns and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Works independently on difficult… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … industry is beneficial but not required + Principles of banking and finance and securities industry operations. + Financial markets and products. **Advanced ... and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …banking regulatory agencies. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and other compliance issues involved with retail activity. + Principles of banking, finance , and securities industry operations + Rules and regulations of the ... patterns, and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Some guidance... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA);… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Insurance Corporation (FDIC).. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance reviews. * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an… more