- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ General knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, ... listening techniques. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance , High School (HS) (Required) **Work Experience** General Experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of responsibility. + Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... Experience** + Bachelor's degree in Computer Science, Engineering, Risk Management, Finance , or a related field. Advanced degree preferred. + Minimum of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …paralegal profession. * Basic investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and ... securities industry operations. * Financial markets and products. **Skill in** * Reviewing claims and preparing draft pleadings. * Gathering, organizing, summarizing and indexing legal and supporting documentation. * Preparing discovery requests and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of banking compliance. + Strong understanding of the principles of banking and finance and securities industry operations. + Advanced knowledge of financial ... **Work Experience** General Experience - 6 to 10 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …used in the securities industry. + Basic principles of banking and finance and securities industry operations. + Advanced terminology of financial markets ... and products. **Skill in** + Performing diverse administrative tasks for a manager or group of managers. + Creating, composing and editing correspondence and documentation. + Researching information. + Gathering and compiling data and information. + Selecting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …paralegal profession. * Basic investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and ... securities industry operations. * Financial markets and products. **Skill in:** * Reviewing claims and preparing draft pleadings. * Gathering, organizing, summarizing and indexing legal and supporting documentation. * Preparing discovery requests and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Reserve System; and state banking regulatory agencies. + Principles of banking and finance and securities industry operations. + Financial markets and products. ... levels of the organization. + Maintain confidentiality. + Maintain currency in securities and/or banking industry rules and regulations and best practices in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …forum and federal and state courts. * Advanced principles of banking and finance and securities industry operations. * Advanced financial markets and products. ... and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will… more
- Citigroup (Tampa, FL)
- …, Front Office etc. specializing in Over-The-Counter Traded Derivatives (OTC), Securities Finance Transactions (SFT) and Exchange, Traded Derivatives (ETDs) ... effective exposure calculations (PSE, NSE, FS) on Derivatives (OTC) and Securities (SFT) products. This includes knowledge of systems, exposure calculations,… more
- Citigroup (Tampa, FL)
- …, Front Office etc. specializing in Over-The-Counter Traded Derivatives (OTC), Securities Finance Transactions (SFT) and Exchange, Traded Derivatives (ETDs) ... critical for effective exposure calculations (PSE, NSE, FS) on Derivatives (OTC), Securities (SFT) and Futures (ETD) products. This includes knowledge of systems,… more
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