- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Trading, Affordable Housing Investments, Fixed Income Sales & Trading, and Public Finance Underwriting. + Manage and develop the Capital Markets Compliance team, ... ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Our goal is to simplify access to capital through products like mortgages, securities based lines of credit (SBL), tailored lending and cash solutions. PCB operates ... the Private Client Banking Intern will work closely with both the Securities Based Lending Consulting and Education & Engagement teams. This role focuses… more
- MUFG (Tampa, FL)
- …track cash flow, provide services for special commodities and supply chain finance deals _,_ manage loans, or plan/execute/monitor initiatives and projects on a ... + Global Product Solutions: Deposits + Global Product Solutions: Supply Chain Finance Analyst + Trade Services: Business Solutions Team + Transformation, Regulation… more
- The Hertz Corporation (Estero, FL)
- **Job Description** The Corporate Paralegal for the Global Finance & Governance group in the Legal Department will be responsible for carrying out duties in a ... legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance, SOX… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** **:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Fundamental investment concepts, ... practices and procedures used in the securities industry. + Understanding of statistical methods, data mining,...(2027) with a major in Data Science, Computer Science, Finance , Mathematics or Statistics + Eligible applicants must be… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** **:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Fundamental investment concepts, ... practices and procedures used in the securities industry. + Awareness of risk governance structures, policies, and procedures within a regulated financial… more
- Citigroup (Tampa, FL)
- …relate Billing application **Requisition Qualifications:** * Bachelor's degree in Business, Finance , Accounting or related field or years equivalent to work ... experience * 5 years' experience in Securities industry or Financial experience * Demonstrated ability to...problem resolution * Desire to develop expertise in the securities industry and billing functions * Investigation and reconciliation… more
- Truist (Orlando, FL)
- …Assist the Advisor in developing and maintaining a profitable level of securities and insurance sales by executing on opportunities identified through external ... to perform the essential functions. 1. Bachelor's degree in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. 4 years… more
- MyFlorida (Tallahassee, FL)
- …college or university with major course of study in accounting, finance , economics, insurance, or risk managementandone (1) year of professional experience ... company or other regulated entity, or in the registration of securities or securities dealers;or A master's degree from an accredited college or university… more
- Raymond James Financial, Inc. (Naples, FL)
- …passion for building long-term relationships. **Education** + Bachelor's degree in Finance , Accounting, Economics, or related field, High School (HS) (Required) ... - Financial Industry Regulatory Authority (FINRA) + s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA + … more