- Truist (Tampa, FL)
- …real estate, working capital facilities, yacht/airplane financing, corporate finance transactions, concentrated stock/highly structured securities -backed and ... with disabilities to perform the essential functions. Bachelor's Degree in Accounting, Finance or business, or an equivalent combination of education, training and… more
- TD Bank (Lake Mary, FL)
- …Mary, Florida, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $50,000 - $60,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities is looking for an Operations Analyst III to join their Internal… more
- Raymond James Financial, Inc. (FL)
- …Private Client Banking (PCB) products which includes Cash Solutions, Mortgage, Securities Based Lending (including Margin) and Tailored Lending. Responsible for PCB ... + Advanced principles, practices, concepts and procedures of cash solutions, securities based lending (including Margin), mortgages, and structured lending; banking… more
- Citigroup (Tampa, FL)
- …pillar covering but not limited to commercial real estate, asset backed securities , credit financing, residential finance , transportation and affordable housing ... type transactions. + Assess processes, standards, procedures, controls, and training, specifically for the Spread Products TM team to identify areas of improvement. + Leads the facilitation and coordination of cross-functional/regional topics within/across… more
- Raymond James Financial, Inc. (Fort Myers, FL)
- …technical guidance. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance **Work Experience** General Experience - 3 to 6 ... years **Certifications** s10 - General Securities Sales Supervisor - General Module Examination - Financial...- Financial Industry Regulatory Authority (FINRA), s63 - Uniform Securities Agent State Law Examination - Financial Industry Regulatory… more
- Charles Schwab (Orlando, FL)
- …creative problem solving, helping us "challenge the status quo" and transform the finance industry together. Schwab's service team is at the heart of our firm's ... study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63...If you are eager to pursue a career in finance , enjoy working in a team setting, and share… more
- Truist (Orlando, FL)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of:** * Investment concepts, practices, and practices used in the securities industry. * Financial markets and products. * Principles of estate planning, ... trusts and securities industry operations. * Various security types. * Investment...documents. **Educational/Previous Experience Requirements:** * Bachelor's Degree (BA) in Finance , Business, Accounting or a related discipline and a… more
- Citigroup (Tampa, FL)
- …to document requirements for HQLA eligibility and associated criteria for testing securities qualification + Participate in testing securities for qualification ... Marketable and of collateral monitoring capabilities for HQLA and non-HQLA securities **Specialized Skills:** The ideal candidate should have some knowledge of… more
- S&P Global (FL)
- …S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential to translating ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more