• Brokerage Registered Client Service Associate

    Truist (Weston, FL)
    …and support of the Financial Advisors. This includes administrative and operational support, business development assistance, and providing a consistent and ... account, and product attributes that present sales potential. 7. Provide operational guidance to Financial Advisors ranging from systems navigation to document… more
    Truist (08/22/25)
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  • SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …senior business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities ... structure and strategic priorities to align with business objectives, ensuring operational excellence. **Advanced Knowledge of:** + Securities industry… more
    Raymond James Financial, Inc. (07/26/25)
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  • Operation Summer Analyst

    MUFG (Tampa, FL)
    …track cash flow, provide services for special commodities and supply chain finance deals _,_ manage loans, or plan/execute/monitor initiatives and projects on a ... + Global Product Solutions: Deposits + Global Product Solutions: Supply Chain Finance Analyst + Trade Services: Business Solutions Team + Transformation, Regulation… more
    MUFG (08/19/25)
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  • Financial Examiner/Analyst II

    MyFlorida (Tallahassee, FL)
    …college or university with major course of study in accounting, finance , economics, insurance, or risk managementandone (1) year of professional experience ... institution, insurance company or other regulated entity, or in the registration of securities or securities dealers;or A master's degree from an accredited… more
    MyFlorida (09/05/25)
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  • Sr. Analyst, Risk Management

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and services. + Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking, finance , securities industry ... Acting as a point of contact for all risk matters across the Operations division , including (but not limited to): audit support, regulatory inquiries & exams, risk &… more
    Raymond James Financial, Inc. (08/22/25)
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  • Fee Based Senior Associate - Reconciliation

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and procedures of general office concepts and those that govern fee-based operations, finance , and/or securities industry operations. + Process flows within a ... and priorities with a focus on reconciliation. Asset Management Services (a division of Raymond James & Associates) offers comprehensive asset management services… more
    Raymond James Financial, Inc. (09/09/25)
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  • Third Party Risk Management - Intake, Vice…

    MUFG (Tampa, FL)
    …and prioritize reasonable escalations due to factors such as financial, operational , or reputational impacts, etc. + Build/maintain leadership level reporting and ... on policy, standard, and procedures, performance, and results to division leaders and formal committees. + Support ad hoc...or BS degree, with an advanced degree in law, finance , business, sourcing, risk management, or related fields being… more
    MUFG (09/07/25)
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  • Senior Manager, Business Controls - Corporate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …of banking compliance. + Strong understanding of the principles of banking and finance and securities industry operations. + Advanced knowledge of financial ... partners to ensure regulatory compliance within the Bank's Corporate Banking division . Influences strategic direction and develops tactical plans with substantial… more
    Raymond James Financial, Inc. (08/29/25)
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