- Moss Adams LLP (CA)
- ** Financial Institutions Consulting Senior - Regulatory Compliance ** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit,… more
- Stanford University (Stanford, CA)
- …VP Dean of Research office and the Office of Sponsored Research to develop research financial compliance policies. The Senior Financial Analyst reports ... Senior Financial Analyst **Business Affairs, Redwood...team. RAPC plays a multi-faceted central role in research financial compliance areas. The team consists of… more
- US Bank (San Francisco, CA)
- …with Model Owners and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money Laundering (AML), ... modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that… more
- Navient (San Francisco, CA)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial … more
- Coinbase (Sacramento, CA)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... of the compliance program covering US Mortgage Banking including monitoring business..., and regulatory reporting. * Minimum 5 years of financial services experience *Additional Qualifications* * Advanced knowledge of… more
- Southern California Edison (Rosemead, CA)
- Join the Clean Energy Revolution Become a Regulatory and Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, ... you'll be part of the Ethics and Compliance organization's External Regulatory Audits and Risk-based ...inspections in collaboration with Transmission & Distribution (T&D). The Senior Advisor will develop detailed project plans as necessary;… more
- Cushman & Wakefield (Los Angeles, CA)
- **Job Title** Senior Director, Capital Markets Financial Analyst Hub **Job Description Summary** The Senior Director, Capital Markets Financial Analyst ... service to Capital Markets Brokers. In this role, the Senior Director, Capital Markets Financial Analyst Hub...Discrimination of any type will not be tolerated. In compliance with the Americans with Disabilities Act Amendments Act… more
- City National Bank (San Francisco, CA)
- *MANAGER FINANCIAL INTEL SERVICES SENIOR * WHAT IS THE OPPORTUNITY? Management and accountability of the Bank's Financial Crimes Compliance (FCC) ... critical function within the detection and prevention control environment. This Senior Manager will drive bank's transaction monitoring and OFAC enterprise solution… more
- City National Bank (Los Angeles, CA)
- * SENIOR COUNSEL- AML/ FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel- AML/ Financial Crimes will provide legal advice to City National Bank, ... teams, including compliance /risk to identify and mitigate risks associated with Financial Crimes. * Assist with special projects and product initiatives WHAT DO… more