- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... delivering top- quality assurance services to the organization's Audit...self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... Wells Fargo is seeking a Business Execution Administrator in Financial Crimes Operations as part of Shared...a personal work queue and consistently deliver error free quality assurance reviews within SLA. + Use… more
- TIAA (Charlotte, NC)
- ** Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational ... functions are in compliance with all relevant laws, regulations, and policies and...Work **Career Level** 6IC **REQUIRED:** + 2+ years of financial crimes experience within the financial… more
- Wells Fargo (Charlotte, NC)
- …Commercial Valuations Specialist as part of Real Estate Valuations Services (REVS) Commercial Quality Assurance ( QA ) function. The individual is responsible ... QA reviews as needed + Review samples of QA reviews for quality management and performance...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Deloitte (Charlotte, NC)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + ... documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the… more
- Wells Fargo (Charlotte, NC)
- …Financial Services Environment, Financial Services Operations, Underwriting, and Quality Assurance experience, or equivalent demonstrated through one or a ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... and semantic versioning for collaborative development + Familiarity with software quality assurance practices, including unit testing, code linting, and… more
- American Express (Charlotte, NC)
- …applicable to the business. Including but not limited to Identity Theft Rules, Financial Crimes , Suspicious Activity Reports, Scams, Elder Abuse, Reg O, and ... Credit & Fraud Risk is looking for a Director, Compliance to lead a diverse team of high-performing professionals...Identifying areas of risk for intervention, including conducting independent quality assurance and process testing + Leading… more
- Bank of America (Charlotte, NC)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... work across the investigative team **Skills:** + Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management +… more