- SMBC (Sacramento, CA)
- … compliance and risk teams. + Partners on the enhancement of financial crimes compliance key performance metrics and reporting criteria and ... to governance and testing activities. + Proven cross-functional project management experience across financial crimes compliance , risk , technology, and… more
- City National Bank (Los Angeles, CA)
- …and mentoring direct reports * Audit, Assurance and Advisory experience * Strong understanding of Financial Crimes compliance risk across 1st and 2nd ... over the design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/AML, OFAC and ABAC. This… more
- Intuit (Mountain View, CA)
- …applicable US laws and regulations including BSA, USA PATRIOT Act, FinCEN guidance, and financial crimes compliance . + Experience using internal and external ... providing guidance to product and or business partners on financial crimes compliance risks associated...Collaboration + Work closely with BSA/AML Officer, Quality Control, Risk Operations, Data Analytics, Legal, and other compliance… more
- City National Bank (Los Angeles, CA)
- …regarding all aspects of AML laws, including the Bank Secrecy Act, and other financial crimes . * Advise on high- risk client relationships and assist ... advice to all three lines of defense (front line, Risk / Compliance , Audit), broker-dealer businesses, and other US-based...risk to identify and mitigate risks associated with Financial Crimes . * Assist with special projects… more
- US Bank (San Francisco, CA)
- …works with Model Owners and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money ... individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports… more
- SolomonEdwards (Sacramento, CA)
- …field. . 8 - 10 years of auditing or equivalent issue validation experience in financial crimes compliance . . CAMS or similar compliance certification ... the First and Second Lines of Defense to assess compliance , evaluate risk controls, and ensure adherence...independently design and execute test scripts. . Familiarity with financial crimes risk areas and… more
- SolomonEdwards (Sacramento, CA)
- …and risk domains such as credit, market, liquidity, interest rate, AML, and financial crimes . . Ability to critically evaluate and challenge model risk ... Risk Consultant to join a major North American financial institution with a broad global footprint. This role...footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance… more
- SolomonEdwards (Sacramento, CA)
- …on the auditing and validation of complex models in credit, market, liquidity, interest rate risk , AML, and financial crimes . The ideal candidate will bring ... Risk Management to join a leading North American financial institution with a global footprint. This highly specialized.... Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal… more
- City National Bank (San Francisco, CA)
- …SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank's Financial Crimes Compliance (FCC) department responsible for the bank's ... practices, leveraging industry best practices and advanced industry tools to detect and prevent financial crimes . * Support financial crimes and OFAC… more
- Wells Fargo (San Francisco, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes effectively ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention… more