- Coinbase (Charlotte, NC)
- …haves:* * Experience building compliance systems * Exposure to financial crimes compliance systems ( transaction monitoring systems, enhanced due ... Team develops globally scalable systems to meet regulatory requirements, including transaction monitoring , sanctions and various screening systems, customer risk… more
- Bank of America (Charlotte, NC)
- …& Typologies + Trading & Transaction Patterns (inc. Transaction Monitoring ) + Financial Crimes Compliance Risk Principles **Desired Qualifications:** ... responsible for performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of… more
- Truist (Whiteville, NC)
- …cases, reports and alerts, identification of suspicious activity through the transaction monitoring processes, and applicable record retention requirements ... years project management and problem management processes 4. Experience with BSA transaction monitoring or case management applications 5. Certified Anti-Money… more
- City National Bank (Charlotte, NC)
- *MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal ... design and validation, perform system configuration and reporting functions of KYC/EDD and transaction monitoring models. Under the guidance of the BSA Officer,… more
- Coinbase (Charlotte, NC)
- …responsible for executing Compliance controls with adherence to Coinbase's BSA/AML program, transaction monitoring , KYC, CDD, and EDD policies, procedures and ... 10-15 Compliance Analysts responsible for enhanced due diligence (EDD), transaction monitoring , to include preparation and filing...Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance partners… more
- Bank of America (Charlotte, NC)
- …to learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one ... potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line...+ High Risk Activities & Typologies + Trading & Transaction Patterns (inc. Transaction Monitoring )… more
- Deloitte (Charlotte, NC)
- …regulatory risk and AML challenges. + Use an intelligence led approach to transaction monitoring and challenge the existing TM landscape. + Enhance global ... transaction monitoring functions to meet regulatory regulations...engagements in partnership with internal and external AML and financial crimes compliance, audit, IT, and business… more
- Wells Fargo (Charlotte, NC)
- …adjustments + Support international tax obligations by processing foreign withholding taxes, financial transaction taxes, capital gains taxes and any associated ... Reporting to Beneficiary Owners) or foreign tax obligations (withholding tax reclaims, financial transaction taxes) + Experience or basic understanding of IRS… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... corporate, government and institutional clients. We focus on our clients' overall financial needs, with consideration and respect for their total relationship with… more
- US Bank (Charlotte, NC)
- …oversight of screening performance and upstream data quality within the Enterprise Financial Crimes Compliance (EFCC) Financial Intelligence Unit (FIU). ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...of new products, services, and portfolios, and design risk-based transaction monitoring solutions. + Ensure the team… more