- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- HSBC (Buffalo, NY)
- …our people, our investors, our communities and the planet we all share. Regulatory Development roles ensure the effective management of regulatory developments ... affecting the Bank, or in development and implementation of Regulatory Compliance (RC) policy. Early identification and assessment of regulatory developments and… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... to generate insights for decision-making and operational improvements. Responsible for annual financial planning of staff costs and external legal spend and monthly… more
- Vaco by Highspring (Port Chester, NY)
- …in Business, Finance, Law, or related field.. 6+ years of experience in regulatory compliance within financial services or a similarly regulated industry.. ... opportunity to play a critical role in ensuring adherence to regulatory requirements while supporting a growing, innovative organization. The ideal candidate… more
- ABBTECH Professional Resources, Inc. (Albany, NY)
- …in financial data. ? Report **Filing:** + Prepare and file necessary financial reports in compliance with regulatory requirements. + Ensure timely submission ... ** Financial Project Associate** **Exempt** Embark on a dynamic...Services Administration (GSA) reports. + Ensure compliance with GSA reporting requirements. ? 8 **(a) Application and Reports:** +… more
- Formation Bio (New York, NY)
- …procurement best practices, and collaborate with cross-functional teams to enhance financial efficiency and mitigate risks. The ideal candidate has deep experience ... savings, contract optimizations, and risk mitigation. Implement procurement analytics and reporting tools to provide visibility into vendor spend and procurement… more
- SMBC (New York, NY)
- …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP… more
- SMBC (New York, NY)
- …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate… more
- Neuberger Berman (New York, NY)
- …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader...management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's degree… more
