• SMBC (New York, NY)
    …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
    DirectEmployers Association (10/09/25)
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  • HSBC (New York, NY)
    **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... to generate insights for decision-making and operational improvements. Responsible for annual financial planning of staff costs and external legal spend and monthly… more
    DirectEmployers Association (08/12/25)
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  • SMBC (New York, NY)
    …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... responsibility includes driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad… more
    DirectEmployers Association (10/22/25)
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  • Stony Brook University (Stony Brook, NY)
    …? Conduct Medical School Financial Aid Presentations at RSOM Pre-Health fairs. ** Financial Aid: Liaison and Reporting ** ? RSOM point of contact for the ... Senior Financial Aid Advisor for RSOM **Required Qualifications (as...grants and scholarships for medical students. ? Communicate federal regulatory updates to medical students. These include changes to… more
    DirectEmployers Association (10/16/25)
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  • ABBTECH Professional Resources, Inc. (Albany, NY)
    …in financial data. ? Report **Filing:** + Prepare and file necessary financial reports in compliance with regulatory requirements. + Ensure timely submission ... ** Financial Project Associate** **Exempt** Embark on a dynamic...Services Administration (GSA) reports. + Ensure compliance with GSA reporting requirements. ? 8 **(a) Application and Reports:** +… more
    DirectEmployers Association (08/23/25)
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  • SMBC (New York, NY)
    …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP… more
    DirectEmployers Association (08/01/25)
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  • Capco, a Wipro Company (New York, NY)
    financial activities of the region. This person will help manage the financial controls and internal reporting needs and focuses on achieving increased ... receivable, and bank statements + Assist in preparation of monthly/quarterly/annual financial statements, management reporting packages, and forecasts + Assist… more
    DirectEmployers Association (10/17/25)
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  • SMBC (New York, NY)
    …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate… more
    DirectEmployers Association (08/01/25)
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  • Neuberger Berman (New York, NY)
    …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader...management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's degree… more
    DirectEmployers Association (08/09/25)
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