- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... to generate insights for decision-making and operational improvements. Responsible for annual financial planning of staff costs and external legal spend and monthly… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... responsibility includes driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad… more
- Stony Brook University (Stony Brook, NY)
- …? Conduct Medical School Financial Aid Presentations at RSOM Pre-Health fairs. ** Financial Aid: Liaison and Reporting ** ? RSOM point of contact for the ... Senior Financial Aid Advisor for RSOM **Required Qualifications (as...grants and scholarships for medical students. ? Communicate federal regulatory updates to medical students. These include changes to… more
- ABBTECH Professional Resources, Inc. (Albany, NY)
- …in financial data. ? Report **Filing:** + Prepare and file necessary financial reports in compliance with regulatory requirements. + Ensure timely submission ... ** Financial Project Associate** **Exempt** Embark on a dynamic...Services Administration (GSA) reports. + Ensure compliance with GSA reporting requirements. ? 8 **(a) Application and Reports:** +… more
- SMBC (New York, NY)
- …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP… more
- Capco, a Wipro Company (New York, NY)
- … financial activities of the region. This person will help manage the financial controls and internal reporting needs and focuses on achieving increased ... receivable, and bank statements + Assist in preparation of monthly/quarterly/annual financial statements, management reporting packages, and forecasts + Assist… more
- SMBC (New York, NY)
- …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate… more
- Neuberger Berman (New York, NY)
- …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader...management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's degree… more
