• Accounting Manager HV-NTP

    Hudson Valley Community College (Troy, NY)
    …record keeping and reporting systems. * Prepare monthly, quarterly and annual financial statements; assist with regulatory reporting as applicable. * ... or related field; five years of experience in analysis, maintaining financial accounts and records, proficiency with Microsoft Office products, strong interpersonal… more
    Hudson Valley Community College (10/22/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
    SMBC (10/09/25)
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  • CCOR - Regulatory Strategy Senior Officer…

    JPMorgan Chase (New York, NY)
    …effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting , Technology, Control Management, Legal and Internal ... status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide...Provide periodic examination status updates and contribute to internal reporting and tracking. + Help ensure data quality for… more
    JPMorgan Chase (10/12/25)
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  • Risk Management - Regulatory Strategy Lead-…

    JPMorgan Chase (New York, NY)
    …functions within JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries. + Provide reporting to senior stakeholders highlighting ... engagements. + Knowledge of and experience with regulators' exam processes and regulatory matters JPMorganChase, one of the oldest financial institutions, offers… more
    JPMorgan Chase (09/18/25)
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  • Regulatory Relations

    Mizuho Corporate Bank (New York, NY)
    regulatory interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and ... or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General...executing enhancements and assessing the impact to end users, reporting , etc. + Execution Skills: + Highly organized to… more
    Mizuho Corporate Bank (09/17/25)
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  • Audit Manager II (US) Regulatory Management

    TD Bank (New York, NY)
    …include, but are not limited to, the following: + Facilitate responses to regulatory requests, prepares related reporting for internal and external stakeholders, ... teams for regulatory matters. + Contribute to Board of Director reporting + Participate in relevant initiatives/projects. + Provide recommendations on any Audit… more
    TD Bank (10/12/25)
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  • Compliance Risk and Reporting Manager

    TD Bank (New York, NY)
    …change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and ... dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for supporting change management initiatives, conducting… more
    TD Bank (09/21/25)
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  • Compliance Manager - Regulatory Compliance…

    TD Bank (New York, NY)
    …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory more
    TD Bank (10/18/25)
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  • Director, Compliance - Regulatory

    TD Bank (New York, NY)
    …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
    TD Bank (09/07/25)
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  • Compliance Officer, Regulatory Relations…

    TD Bank (New York, NY)
    …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
    TD Bank (09/21/25)
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