- Mizuho Corporate Bank (New York, NY)
- …financial services. + Technical Skills: Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, ... restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards. + Analytical Skills: Strong analytical… more
- JPMorgan Chase (Brooklyn, NY)
- …in the Firmwide Operational Risk team, you help us deliver high-quality analytics, reporting , and process enhancements that support regulatory and internal risk ... Join a team at the forefront of global risk management and regulatory compliance. Make a meaningful impact by supporting critical capital and stress testing… more
- TD Bank (New York, NY)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- BMO Financial Group (New York, NY)
- …liquidity and funding management. + Develop and maintain liquidity frameworks for US regulatory reporting and internal stress testing. + Create and maintain ... US LCR, US NSFR, and ILST. + Partner with Liquidity Analytics and Regulatory Reporting teams to implement liquidity methodology changes. + Build interdependent… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... risk assessment, including risk identification, evaluation, scoring, documentation, and reporting .** + **Manage and coach junior team members, providing regular… more
- Heritage Financial Credit Union (Newburgh, NY)
- …driving operational excellence? Do you have a proven track record in accounting and financial reporting within the credit union or financial services sector? ... seeking a dynamicController to oversee our Credit Union's accounting operations and financial reporting . In this pivotal role, you'll ensure compliance, maintain… more
- Oracle (Albany, NY)
- …GHG processes. * Establish supply chain Scope 3 GHG emission baseline, GHG reporting methodology that is meets the regulatory audit and assurance requirements. ... * Work involves understanding EU, California and other regional greenhouse gas regulatory and reporting requirements, problem solving and creating internal… more
- TD Bank (New York, NY)
- …and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for ... standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events. **Depth &… more
- Project Renewal, Inc. (New York, NY)
- …training on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the ... health information (PHI) or other violations, staff concerns, and regulatory issues. + Maintain a confidential reporting ...and regulatory issues. + Maintain a confidential reporting system for staff to raise compliance-related concerns. +… more
- TD Bank (New York, NY)
- …proficiency in Excel, Word, and PowerPoint. + Understanding of the Bank's management and financial reporting processes, and knowledge of the Bank's financial ... to month-end financial closing, which details the Bank's month-to-month financial condition, and/or completion of regulatory reports + Reviews monthly… more