- Mizuho Corporate Bank (New York, NY)
- …include developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. You will identify process ... design of compliance technology solutions, including surveillance, case management, and regulatory reporting systems. Identify and implement process improvements… more
- BMO Financial Group (New York, NY)
- …to ensure ongoing success. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement and ... + Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at...- $238,000.00 **Pay Type:** Salaried The above represents BMO Financial Group's pay range and type. Salaries will vary… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... addresses any issues. + Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at a group/enterprise-wide level… more
- TD Bank (New York, NY)
- …: Have strong knowledge of accounting principles (GAAP/IFRS) and ensure accuracy in financial reporting . + **Data Analysis:** Have experience to work with large ... **Preferred Qualifications:** **Senior Financial Analyst** **Technical Competencies:** + ** Financial & Management Reporting ** : Prepare and compile monthly… more
- Bank of America (New York, NY)
- …and manipulate large data sets + Experience in manual report writing (compliance reporting , regulatory reporting , SARs reports) + Proficiency with writing ... in areas such as financial crimes, including financial crimes investigations management, fraud management, regulatory ...(LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs +… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... risk assessment, including risk identification, evaluation, scoring, documentation, and reporting .** + **Manage and coach junior team members, providing regular… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- Marex (New York, NY)
- …Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...+ Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining… more
- City National Bank (New York, NY)
- …executive decision-making. * Expertise in OCC, FRB, FFIEC, and other financial regulatory requirements, including technology requirements, regulatory ... Regulatory Remediation Oversight function within T&I Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory Remediation, Affairs, and… more
- TD Bank (New York, NY)
- …programs, governance, and risk frameworks.** + **Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... and influence execution in collaboration with vertical leads. **Program Oversight & Reporting :** + Build and maintain management reporting cadences and templates… more