- JPMorgan Chase (Brooklyn, NY)
- …capital reporting and analytics. * Support ad hoc analysis and reporting requests from senior management and regulatory bodies. **Required qualifications, ... risk, capital risk, or capital risk policy within a financial institution or regulatory agency. * Advanced...in Excel and Python for data analysis, modelling, and reporting . JPMorganChase, one of the oldest financial … more
- American Express (New York, NY)
- …and delivery of data products that enable enterprise risk data aggregation and regulatory reporting . This role is part of a multi-year transformation to ... auditability. This role is ideal for someone interested in financial regulation, risk technology, and the intersection of product...Data Analytics, or a related discipline. + Familiarity with regulatory reporting concepts (eg, BCBS 239, CCAR,… more
- Project Renewal, Inc. (New York, NY)
- …training on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the ... health information (PHI) or other violations, staff concerns, and regulatory issues. + Maintain a confidential reporting ...and regulatory issues. + Maintain a confidential reporting system for staff to raise compliance-related concerns. +… more
- Citigroup (New York, NY)
- …AI portfolio including regulations, emerging AI technologies and industry advances. ** Regulatory & Stakeholder Engagement:** + Provide independent reporting on ... Intelligence (AI) Assurance Lead is a senior level management position, reporting to the Chief Auditor Artificial Intelligence (AI), responsible for providing… more
- CIBC (New York, NY)
- …the management of CFC oversight function responsibilities related to CIBC's Regulatory Compliance Management (RCM) program. The RCM program establishes CIBC's ... will support the US Corporate Function Compliance Director to ensure regulatory compliance oversight activities are operating effectively and efficiently across… more
- TD Bank (New York, NY)
- …Personal Lending. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V), ... business lines, including Mortgage Servicing (performing only), the Fair Credit Reporting Act (FCRA) Center of Excellence (COE), Auto Servicing and Originations,… more
- Citigroup (New York, NY)
- …strategy and/or Data Risk and Control framework for senior leadership and regulatory updates. + ** Reporting and Compliance Assurance:** Establish and maintain ... client onboarding processes, and remediation efforts. + Strong understanding of financial crime risk typologies, suspicious activity reporting (SAR) processes,… more
- Santander US (New York, NY)
- …for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory , Compliance, etc. + Reporting to senior management regarding the progress ... Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more
- American Express (New York, NY)
- …plays a key part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance ... partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to...plan management process and escalating issues to senior management ** Reporting , Policies and Procedures:** + Compliance metrics tracking and… more
- Raymond James Financial, Inc. (New York, NY)
- …and well-governed data across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with regulatory bodies on ... data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development...with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,… more