- American Express (New York, NY)
- …make an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in ... The individual will help drive report accuracy and consistency, improving overall regulatory reporting processes through enhanced governance to ensure accurate… more
- Bank of America (New York, NY)
- …* Experience interacting with regulatory agencies and /or reg exams. * Regulatory reporting experience and/or experience in a global markets regulatory ... reporting environment or exposure to position/transaction processes/life cycle * Regulatory reporting experience and/or experience in global banking … more
- TD Bank (New York, NY)
- …assists in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to ... standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and… more
- TD Bank (New York, NY)
- …Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority** **(FINRA)** **Customer Accountabilities:** + ... timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... addresses any issues. + Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at a group/enterprise-wide level… more
- Robert Half Finance & Accounting (New York, NY)
- …into the Group CFO and oversees Financial Accounting (GAAP), Management Reporting , Treasury/Liquidity, FP& A, Audit and Regulatory Filings. This role is ... completed and filed on / ahead of time. + Financial regulatory filings - Ensure financial...have experience with Financial Accounting (GAAP), Management Reporting , Treasury/Liquidity, FP& A, Audit and Regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …roles in financial services. + Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, Oracle, ... include developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. The ideal candidate will… more
- TD Bank (New York, NY)
- …: Have strong knowledge of accounting principles (GAAP/IFRS) and ensure accuracy in financial reporting . + **Data Analysis:** Have experience to work with large ... **Preferred Qualifications:** **Senior Financial Analyst** **Technical Competencies:** + ** Financial & Management Reporting ** : Prepare and compile monthly… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... risk assessment, including risk identification, evaluation, scoring, documentation, and reporting .** + **Manage and coach junior team members, providing regular… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more