- Raymond James Financial, Inc. (New York, NY)
- …and well-governed data across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with regulatory bodies on ... data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development...with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,… more
- TD Bank (New York, NY)
- … reporting and information, escalation of issues and events. **Job Description** Reporting to the Senior Manager, Global Regulatory Change & Library ... guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …such as Canada Lynx, US CHIPS, and FedWire, etc. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, anti-money ... and compliance spaces in order to manage the Operational, Regulatory , Financial and Reputational risks + Ability...laundering (AML), compliance reporting . + Familiarity with various accounts (Nostro, Vostro, Corporate… more
- M&T Bank (Buffalo, NY)
- … reporting of all financial data, promote compliance with all financial regulatory requirements, maintain an adequate system of internal financial ... financial information to support the decision-making process. The Financial Reporting team within the Controller's department...(eg, Tableau, SQL) + Familiarity with SEC and bank regulatory reporting + Understanding of internal control… more
- TD Bank (New York, NY)
- …timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control ... support for key elements of the US Compliance Program, including: * Regulatory training * Talent development * Employee experience * Strategic planning, staffing,… more
- American Express (New York, NY)
- …make an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in ... in Accounting / Reporting / Auditing. + Strong understanding of US Regulatory and US GAAP requirements. + Ability to manage multiple priorities, drive projects,… more
- SMBC (New York, NY)
- …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- Heritage Financial Credit Union (Middletown, NY)
- …state agencies (eg, NCUA, NY-DFS). + Stay informed of changes in the regulatory and financial service landscape and where appropriate, translate those changes ... of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance, preferably within a financial institution or credit union. +… more
- Momentive Performance Materials Inc. (Waterford, NY)
- …reporting , audits and incident investigations. + Participate in on-call rotation as Regulatory Reporting Officer for making spill reporting determinations ... and future projects. Responsibilities Include: + Identify, lead and implement all regulatory requirements and best management practices as required by the site SPDES… more
- Citigroup (New York, NY)
- …and other financial compliance requirements pertinent to DR services. **3. Financial Accounting & Reporting ** + ** Financial Statements:** Ability to ... agreements. + **Analytical Thinking:** Strong capability to analyze market data, financial information, and regulatory frameworks to derive actionable insights.… more