- TD Bank (New York, NY)
- …objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice ... **Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance… more
- Marex (New York, NY)
- …Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...+ Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining… more
- TD Bank (New York, NY)
- …programs, governance, and risk frameworks.** + **Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... and influence execution in collaboration with vertical leads. **Program Oversight & Reporting :** + Build and maintain management reporting cadences and templates… more
- BMO Financial Group (New York, NY)
- …Assists with the coordination and management of the review and sign-off of relevant regulatory reporting . + Broader work or accountabilities may be assigned as ... accuracy, consistency across groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related… more
- Project Renewal, Inc. (New York, NY)
- …training on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the ... health information (PHI) or other violations, staff concerns, and regulatory issues. + Maintain a confidential reporting ...and regulatory issues. + Maintain a confidential reporting system for staff to raise compliance-related concerns. +… more
- City National Bank (New York, NY)
- …executive decision-making. * Expertise in OCC, FRB, FFIEC, and other financial regulatory requirements, including technology requirements, regulatory ... Regulatory Remediation Oversight function within T&I Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory Remediation, Affairs, and… more
- TD Bank (New York, NY)
- …Personal Lending. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V), ... business lines, including Mortgage Servicing (performing only), the Fair Credit Reporting Act (FCRA) Center of Excellence (COE), Auto Servicing and Originations,… more
- Mizuho Corporate Bank (New York, NY)
- …their regulatory considerations. + Experience in improving model risk reporting processes and dashboards. Work Environment: This pivotal role offers the ... compliance, and effective management of all models. The role includes enhancing reporting capabilities, overseeing the model inventory via Archer, and fostering a… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... processes including compliance risk assessment, testing and monitoring, training, reporting , complaints management, governance, and regulatory change management.… more
- Wolters Kluwer (New York, NY)
- …of L&R ELM Solutions. Lead the annual budgeting and forecasting processes. + ** Financial Reporting :** Oversee the preparation and presentation of accurate and ... Foster collaboration among regional finance teams to drive consistency in financial reporting and performance metrics across all operating units,… more