- Insight Global (New York, NY)
- …regulators such as the SEC, CFTC, CIMA, ESMA, and the US Treasury. While regulatory reporting compliance will be a primary focus of this role, responsibilities ... a Product Control Associate to join one of their financial services clients in Midtown, New York City. The...providers, and broader platform improvement projects. Key Responsibilities: *Manage regulatory reporting for 1,000+ annual filings to… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Coinbase (Albany, NY)
- … regulatory exams; * Materials development for Board, governance committee, and regulatory stakeholders; * US regulatory reporting project management; * ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- JPMorgan Chase (Brooklyn, NY)
- …and model development + Produce timely and accurate feedback and analysis for regulatory requests, reporting on the banking balance sheet and liquidity positions ... Access **Preferred qualifications, capabilities and skills** + Working knowledge of financial analysis, liquidity risk, balance sheet analysis, regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more ... leadership to ensure the program is comprehensive, effective, and aligned with regulatory expectations and industry best practices. Key areas of focus include… more
- Tompkins Community Bank (Ithaca, NY)
- …+ Develop and maintain crisis communication plans and ensure readiness for regulatory reporting during major incidents. + Align resilience strategies with ... for resilience and risk tracking. + Participate in incident response, regulatory reporting , and executive-level crisis management. + Promote awareness… more
- APTIM (New York, NY)
- …and other areas + Proven experience in conducting air emissions calculations and regulatory reporting + Competency in navigating regulatory resources, ... 10+ years of proven expertise in environmental compliance, air permitting, and regulatory strategy. This key role supports both internal teams and external clients… more
- TD Bank (New York, NY)
- …is adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- City National Bank (New York, NY)
- …Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... products, training, regulatory change management, risk assessments, issues management, and monitoring...change management, risk assessments, issues management, and monitoring and reporting . *Compliance Risk Management Division* This is a great… more
- TD Bank (New York, NY)
- …programs for the US Treasury group to effectively manage and mitigate operational/ regulatory risk and drive a strong governance and internal control environment. ... (1LOD/1B) role will facilitate risk assessments, monitor policy and regulatory requirements adherence, conduct quality control testing, remediate identified gaps… more