- NBT Bank (Norwich, NY)
- …legal counsel to Cybersecurity and InfoSec teams, including breach notification and regulatory reporting . + Participate in the institution's Incident Response ... 7 years of legal experience, preferably within a large financial institution, major law firm, or regulatory ...large financial institution, major law firm, or regulatory agency. + Demonstrated expertise in contract negotiation, technology… more
- Bloomberg (New York, NY)
- …address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made up of talented and hardworking ... entities, as well as non-regulated offerings. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond… more
- American Express (New York, NY)
- …will support the development, enhancement, and implementation of technology, capabilities, reporting , and product strategies within the Global Risk and Compliance ... in aligning business needs with technological solutions while ensuring scalability, regulatory compliance, and innovation. The Manager will work closely with… more
- American Express (New York, NY)
- …the BU processes of the Credit & Fraud Risk to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... for a Manager of Risk Identification, Assessment, Testing & Reporting to be part of a dynamic team focused...further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA… more
- AIG (New York, NY)
- …investments (10Q/K, Financial Supplement, STAT Audited Financials, Investment NAIC reporting and various government regulatory reports). AIG has multiple ... various sub-ledgers to the general ledger and ultimately AIG's financial statements as well as all related external ...+ Support the review and preparation of NAIC statutory reporting and other regulatory reporting … more
- Mount Sinai Health System (New York, NY)
- …consent forms, site-specificregulatory packets). + Collect, organize, and assemble regulatory submissions, including FDA 1572 Forms, financial disclosure ... with management of the electronic systems most important to MCTO operations. The Regulatory Project Coordinator will be responsible for supporting the regulatory … more
- MUFG (New York, NY)
- …quality rules with different functions like Risk (Market and Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Broadview FCU (Albany, NY)
- …of Finance. Essential Job Functions/Responsibilities: + Ensure ALM processes used for monthly financial reporting are prepared on time, accurate, complete + Lead ... plus credit union facing historically disruptive changes in the financial services sector. In addition, this role will be...adjusting risk profile of the balance sheet + Understand regulatory reporting changes. + Ensure ALM policy,… more
- BMO Financial Group (New York, NY)
- …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit… more