- Citigroup (New York, NY)
- …programs. + Comprehensive knowledge and understanding of strategic elements of financial , operational, technical, and regulatory environment across the company. ... organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...member of our recruitment team will provide more details. Reporting into the Managing Director, Regional Head of Americas… more
- JPMorgan Chase (New York, NY)
- …partners across the bank. You will play a critical role in executing financial processes, analysis, reporting , and assisting with budget planning. This position ... team, you contribute significantly to your team's success and test the regulatory requirements for our products. You will work across the organization, build… more
- Wells Fargo (New York, NY)
- … planning processes, including headcount tracking, expense management, and performance reporting + Contribute to strategic initiatives, regulatory readiness, and ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- TD Bank (New York, NY)
- …partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room ... procedures are updated timely and accurately. + **Meetings &** ** Reporting :** Prepare summaries, presentations, briefing notes, and other required documentation to… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible… more
- TD Bank (New York, NY)
- …standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events. **Depth & ... and Risk) to support creation of documentation and reports required by external regulatory bodies and TD internal groups + Leads development of team procedures and… more
- TD Bank (New York, NY)
- …+ Assists in providing periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings + ... with the first line of defense (CIO & CISO organizations) in identifying, reporting , and mitigating Cybersecurity risk issues and provide subject matter expertise in… more
- Northwell Health (Manhasset, NY)
- …applications to improve efficiencies; interprets and standardizes all fiscal and regulatory reporting standards to ensure compliance with government and ... across multiple Ambulatory Surgery Centers (ASCs), ensuring adherence to regulatory standards, quality benchmarks, and financial objectives.... regulatory reporting and third-party agencies. * Directs the implementation of… more
- City National Bank (New York, NY)
- …the Wealth Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position ... requires a deep understanding of fiduciary law, risk management, regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * Regulatory compliance:… more