- TD Bank (New York, NY)
- …is adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- APTIM (New York, NY)
- …and other areas + Proven experience in conducting air emissions calculations and regulatory reporting + Competency in navigating regulatory resources, ... 10+ years of proven expertise in environmental compliance, air permitting, and regulatory strategy. This key role supports both internal teams and external clients… more
- TD Bank (New York, NY)
- …programs for the US Treasury group to effectively manage and mitigate operational/ regulatory risk and drive a strong governance and internal control environment. ... (1LOD/1B) role will facilitate risk assessments, monitor policy and regulatory requirements adherence, conduct quality control testing, remediate identified gaps… more
- City National Bank (New York, NY)
- …Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... products, training, regulatory change management, risk assessments, issues management, and monitoring...change management, risk assessments, issues management, and monitoring and reporting . *Compliance Risk Management Division* This is a great… more
- Bank of America (New York, NY)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- Lincoln Financial (Albany, NY)
- …help guide transformation efforts and lead special projects to enhance the overall financial reporting process. **What you'll be doing** *Leading and working ... redesign and build new tools and processes which enable production valuation reporting . *Support the production valuation process for life products (Universal Life,… more
- American Express (New York, NY)
- …American Express's internal fraud risk management framework across the enterprise. Reporting to the Director, Internal Fraud Governance, Program Management & ... Reporting , this role leads two governance professionals and partners...cross-functional stakeholder engagement, and ensure the program aligns with regulatory expectations, enterprise risk standards, and operational excellence. The… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit… more
- SMBC (New York, NY)
- …should have a strong understanding of market risk models, and a solid grasp of financial markets as well as US regulatory framework. **Role Objectives** + Lead ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...workstreams which will be responsible for calculating the bank's regulatory capital of trading book portfolios. This role will… more
- Bloomberg (New York, NY)
- …for the financial integrity, accuracy, and oversight of the financial reporting package * Demonstrate appropriate understanding of accounting principles ... and internal controls to meet regulatory and legislative requirements * Demonstrate...with demonstrated performance within the month close process and financial reporting , forecasting & analysis -Proven ability… more