- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Scotiabank (New York, NY)
- …& US CISO in building robust United States technology risk (includes all non- financial risks such as Cyber Risk, Availability, Resiliency Risks and Operational Risk ... Control (1B) to ensure implementation of initiatives in accordance with regulatory expectations, risk appetite, organizational risk practices and evolving business… more
- TD Bank (New York, NY)
- …and jurisdictions where TD operates + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise ... for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- TD Bank (New York, NY)
- …review, conducting regular compliance training as well as the preparation of all regulatory filings in the US and in other jurisdictions where Epoch is registered. ... and jurisdictions where TD operates + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise… more
- Coinbase (Albany, NY)
- …key initiatives * Serve as the Directly Responsible Individual (DRI) for preparing regulatory reporting and correspondence responsive to KYC regulatory ... This role is for the Senior Manager, Head of KYC as part of the Financial Crimes Compliance Services (FCCS) reporting directly to the Head of Financial… more
- TD Bank (New York, NY)
- …platforms supporting general ledger (including subledger and daily postings), regulatory reporting (eg, Basel, CCAR, FRTB), and financial close processes. . ... role. . Proven experience managing technology for Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking… more
- Compass Group, North America (New York, NY)
- …and expense reporting , accounts payable, accounts receivable and monthly financial reporting requirements. **Key Responsibilities:** + Prepares and analyzes ... As the **Director of Finance** you will oversee all financial aspects of the business and drive the account's...monthly Management Reporting , New Rebid and Lost Business Reporting ,… more
- WMCHealth (Valhalla, NY)
- …an up-to-date list of eligible providers and ensure accurate reporting for HRSA recertifications and regulatory submissions. Qualifications/Requirements: ... Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This… more
- Manulife (New York, NY)
- …practices across multiple product lines (AML onboarding, screening, monitoring & reporting requirements) + Responsible for the management of Investor Services ... Conduct routine AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and manage the… more