- S&P Global (New York, NY)
- …consistently meet the highest standards of performance and compliance. **The Role** Reporting to the Head of In-Business Control Ratings Services, this position is ... monitoring and testing of controls. + Contribute to projects that address regulatory needs (eg, modifying processes to address changes in regulation, regulatory… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …This global role includes direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader of R&D Global Quality will ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- TD Bank (New York, NY)
- …regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +… more
- Diageo (NY)
- …value, and proactive management and mitigation of key tax risks, compliance and reporting . Purpose: The Tax Director & Counsel is a strategic advisor to the ... with business goals, and stays ahead of legislative and regulatory changes. The role provides tax support on M&A...state tax audits and other tax controversies. **Job Dimensions:** Reporting to the VP Tax - Americas, the role… more
- M&T Bank (Buffalo, NY)
- …role is responsible for overseeing data management, analysis, and strategic reporting for Buffalo Promise Neighborhood and Westminster Community Charter School. This ... **Oversee Buffalo Promise Neighborhood and Westminster Community Charter School Reporting and Monitoring of Data and Performance Metrics:** + Supervisor… more
- American Express (New York, NY)
- …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. We are passionate about our commitment to...reputational risk management program, assisting in monitoring, analyzing, and reporting on potential reputational risks. The ideal candidate will… more
- PNC (New York, NY)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments,… more
- TD Bank (Hudson Falls, NY)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... items and educating the Customers to assist with their financial needs + Requires knowledge and understanding of ...areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the… more
- TD Bank (New York, NY)
- …or CPA + 7+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- SMBC (New York, NY)
- …supporting ABCP administrative and program related matters, including documentation, ratings process, reporting , financial and tax audit reviews. + Follow market ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...("ABCP") conduit management platform, including conduit funding, program documentation, reporting related to the management of the program, and… more