- Arc Allegany-Steuben (Wellsville, NY)
- …for the traditional services offered by the organization. JOB FUNCTIONS: Regulatory and Corporate Compliance * Ensure conformance with applicable regulations and ... and other plans are written in accordance with applicable regulatory and billing requirements. * Ensure all regulatory...Core Competencies and Agency I HEART philosophy and practices. Financial Management * Adhere to the program budget as… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- Weill Cornell Medical College (New York, NY)
- …for NYC Offices **Position Summary** Under direction, monitors all data management, regulatory and financial aspects of clinical trial operations. This role ... processes with SOPs, FDA, NIH, and applicable regulations for the reporting of events to regulatory agencies. + Develops regulatory reports and associated… more
- HSBC (New York, NY)
- …capital, and balance sheet management, and their impact on Treasury strategy, and regulatory reporting + Make strategic balance sheet management capability, with ... within the HSBC Group. Markets Treasury also seeks to manage risk and optimise financial resources within risk appetite to generate returns. Due to the nature of its… more
- MTA (New York, NY)
- …reliable commute, excellent customer service, and rewarding opportunities. Position Objective: Reporting to the Chief Diversity, EEO and Inclusivity Officer, the ... -wide activities to ensure compliance with state and federal regulatory and policy requirements as they relate to equal...and communicates the format for uniform data collection and reporting . + Identify potential areas of MTA-wide EEO and… more
- TD Bank (New York, NY)
- …or 2nd line), as well as experience managing teams in a Bank or Financial Services organization _Our team currently operates under a hybrid work model, with ... as required + Oversees and leads a large and/or highly complex and diverse reporting function for an area of significant risk, complexity or scope while growing… more
- Coinbase (Albany, NY)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... power of crypto and blockchain technology to update the financial system. We want someone who is eager to...is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager. The… more
- Wells Fargo (New York, NY)
- …areas during all stages of the product life cycle + Strong understanding of regulatory , compliance, and legal frameworks in financial services + Ability to ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding… more
- TD Bank (New York, NY)
- …procedures, and product documentation as needed due to internal changes or regulatory updates and ensuring compliance with all policies and procedures. + Supports ... departments + Provides subject matter expertise for internal and external audits and regulatory exams + Manages 3rd Party platform vendors and partners to ensure… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more