- PNC (New York, NY)
- … Reporting , Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- American Express (New York, NY)
- …superior customer service. The objective of the CFR Control Management Governance & Reporting Team is to establish the Operational Risk and Controls strategy for ... assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting . CFR is looking for an Analyst of Governance & Reporting … more
- Scotiabank (New York, NY)
- …the Global Banking and Markets business by providing timely and accurate reporting to various key stakeholders. Stakeholders include, regulatory reports provided ... a leading provider of advice, products, digital experiences, and financial services. At Scotiabank, we're passionate about bringing our...to US regulatory organizations, management reporting provided to executives and line of business heads,… more
- American Express (New York, NY)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk ... progress by creating a culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and manage risks, and escalate non-standard, high-risk activities as necessary + Conduct reporting and / or meaningful analysis at the functional or enterprise level… more
- TD Bank (New York, NY)
- …relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure ... out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …drug substance and drug product ensuring compliance with relevant ICH and regulatory guidelines + Develop and implement stability study protocols and timelines, ... collection, storage conditions, and analytical testing, to support product development and regulatory submissions. + Author and review INDs, NDAs, and other … more
- Citigroup (New York, NY)
- …from the Disclosure and Ratings Lead + Support Citi's sustainability and climate regulatory reporting efforts + Work with controllership teams to ensure ... Ratings and Reporting + Support the Disclosure and Ratings team on regulatory sustainability reporting requirements and strategy at the global and country… more