- University of Rochester (Rochester, NY)
- …outcomes and ensure data accuracy and usability. **Compliance Monitoring & Reporting ** Monitors and evaluates departmental compliance with regulatory ... administrative leader supporting the departments of Nursing Quality, Safety, and Regulatory Readiness. This professional-level role is responsible for executing and… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and manage risks, and escalate non-standard, high-risk activities as necessary + Conduct reporting and / or meaningful analysis at the functional or enterprise level… more
- SMBC (New York, NY)
- …documents. * Comprehensive knowledge and understanding of CCAR, stress testing and regulatory reporting . * Experience with drafting risk management policies and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound… more
- TD Bank (New York, NY)
- …function (Documentation, Transaction Tax, International Tax, Reclaims, Withholding and Reporting ) including the expansion of TD's Global Equity Derivatives ... be responsible for analyzing new rules, process changes and supporting tax regulatory compliance for the firm. **Key Responsibilities Include** + Manage the firm's… more
- Community Housing Innovations (Fishkill, NY)
- …Maintain all client files to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all files are audit ready. + ... portfolio of past year's grant recipients. + Observe all regulatory and reporting requirements to ensure all...apply? Education: Three years of housing counseling, banking and/or financial services experience will be considered in lieu of… more
- Aflac (New York, NY)
- …Bermuda Reinsurance. + Provide advice and support for risk analysis and reporting , hedging strategies, regulatory compliance for Aflac, assisting with areas ... methodology transitions, model enhancements and stress testing; consider macroeconomic and regulatory environments for financial institution. + Support the… more
- SMBC (White Plains, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Phoenix House (Brentwood, NY)
- …reconciliations, accruals, and journal entries to ensure timely and accurate financial reporting . **Qualifications** MENTAL REQUIREMENTS: Ability to concentrate ... other financial statements. . Analyzes financial information and summarizes financial status for internal and external reporting . . Identifies errors and… more
- New York State Civil Service (Albany, NY)
- …relevant work experience, which includes 5 years in the banking or financial services industry ( regulatory examination experience a plus).* Managerial ... NY HELP No Agency Financial Services, Department of Title Deputy Superintendent for...Deputy Superintendent for Bank Supervision in the Banking Division. Reporting to the Senior Deputy Superintendent for Bank Supervision,… more