- Scotiabank (New York, NY)
- …Cloud Engineering leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit, and the Enterprise Technology Risk Management team. ... (Quantum computing) and how these ties to evolving industry regulations in financial services domain. + **Implement Technologies:** assist in development of Proof of… more
- Citigroup (New York, NY)
- …foundational understanding of machine learning concepts and techniques + Strong knowledge of regulatory reporting requirements (eg, FR Y-9C, FR 2052a, CCAR etc.) ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We...Data Risk and Control framework for senior leadership and regulatory updates + Liaise with metrics team to articulate… more
- TD Bank (New York, NY)
- …JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution. + Firm ... and develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified… more
- Mizuho Corporate Bank (New York, NY)
- …for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics reporting ... adherence to controls and improve the supervisory control framework Assist in Regulatory Change Management Process. Keep abreast of regulatory changes, new… more
- MUFG (New York, NY)
- …desks. * Drive governance and ensure adherence to internal controls, audit, and regulatory standards. * Prepare and deliver performance reporting , KPIs, and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- JPMorgan Chase (New York, NY)
- …a Supervisory Manager, you will be at the forefront of guiding our Financial Advisors, ensuring adherence to regulatory obligations and managing operational ... Management, you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations...with office software applications for efficient data management and reporting . + Must hold FINRA Series 7 and one… more
- PNC (New York, NY)
- … Reporting , Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** ... This role requires a combination of python coding skills, deep product understanding, financial reporting and analysis, and machine learning modeling skills. You… more
- Robert Half Finance & Accounting (Westbury, NY)
- …with our strategic financial goals. With a significant focus on financial reporting and Securities and Exchange Commission (SEC) compliance, this position ... This role is critical within our organization, leading the financial operations to ensure compliance with regulatory ...(SOX) requirements * Assessing and mitigating risks associated with financial reporting and operations * Leading and… more
- City of New York (New York, NY)
- …monitors regulatory changes that would impact the delivery of financial empowerment services; develops policy priorities from OFE's on-the-ground work; and with ... and financial counseling programs to comply with any mandatory reporting obligations, contractual agreements, and program evaluation and analysis; - Oversight of… more
- Robert Half Finance & Accounting (Melville, NY)
- …Accounting and Financial operations including a tight month close, financial reporting , streamlining of process/procedure, compliance, staff management and ... and strategic guidance to leadership. Responsibilities: * Manage all aspects of financial reporting , ensuring accuracy and compliance with GAAP and IFRS… more