- Bank of America (New York, NY)
- …methodologies + Deep understanding of regulatory requirements and familiarity with financial reporting standards and regulations + Ability to manage multiple ... are guided by a common purpose to help make financial lives better through the power of every connection.... services industry particularly in the areas related to regulatory reporting , compliance, and risk management +… more
- GMHC (New York, NY)
- …mandatory requirements of the job: Operational Oversight: + Develop proper reporting structures and ensure effective communication procedures within the Residence ... effort forms by deadlines. Ensure accurate data entry into reporting systems such as eCOMPAS, TREAT, and AWARDS. Client...such as eCOMPAS, TREAT, and AWARDS. Client Record & Financial Management: + Oversee staff to guarantee that all… more
- American Express (New York, NY)
- …within the financial services industry + Strong understanding of financial markets, products, and regulatory requirements impacting risk management + ... geographies at American Express. The ERM Framework, Governance and Reporting team within ERM&RO provides an independent view of...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Scotiabank (New York, NY)
- …management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in ... procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant stakeholders. +… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... assigned responsibilities and demonstrate accountability in supporting client and regulatory requirements. Essential Functions: + Support ICG Banking activities,… more
- American Express (New York, NY)
- …ensure the company operates in a safe and sound manner within global regulatory expectations. The Information Security Risk Director is a leadership position within ... assigned colleagues + Lead execution of risk assessments, monitoring, and reporting over assigned cybersecurity processes, such as vulnerability management +… more
- American Express (New York, NY)
- …of the Technology Control Management Associate- Risk Assessments Control Assessments and Reporting team is to identify, assess, mitigate, and report on risks within ... Technology to ensure adherence to regulatory standards, policies. Technology is looking for an Analyst...assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) **Required Qualifications:** + 3- 5… more
- CIBC (New York, NY)
- …facets including but not limited to; new business initiatives, management reporting , governance and controls and internal audit/deficiency remediations. The US ... + Support the process to establish business operating procedures as related to regulatory findings + Coordinate and contribute to responses of various internal and… more
- TD Bank (New York, NY)
- …managing infrastructure platform across global trading floors or regulated financial environments. + Understanding of regulatory requirements impacting ... infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global trading environments. You will be the key… more
- Scotiabank (New York, NY)
- …management functions, including interaction with the first line and stakeholder and regulatory reporting . + Review the effectiveness of risk management controls ... completion of all assignments. + Stay informed on emerging risks, regulatory changes, and industry trends. Conveys risk-related information to Officer-in-Charge or… more