- SMBC (New York, NY)
- …for financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous monitoring meetings, ... and relationship management, collaboration and influencing skills. + Understanding of financial markets and regulatory requirements for banking business. +… more
- Scotiabank (New York, NY)
- …QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Actively participate in developing ... Reporting & Analytics team for Scotiabank to ensure regulatory compliance, prepare and enhance liquidity reporting ...would be acceptable. + 4+ years of experience in financial services, focusing on treasury or liquidity risk. Alternatively,… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- Capital One (New York, NY)
- …deliverables. + Support development of well-structured, accurate drafts of regulatory deliverables, including periodic supervisory reporting . + Monitor ... Manager, Regulatory Affairs & Liaison Support Capital One, a...nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... and deal management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new regulatory… more
- JPMorgan Chase (Brooklyn, NY)
- …cycle; performing critical reporting functions for the organization, both financial and regulatory , as well as ensuring execution and implementation ... Policy, etc. + Control, oversight and integrity of the financial statements and end-to-end control around external reporting...on activity and structures, etc. + Produce submissions for Regulatory and External Reporting - including but… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- **Job Summary** The Chemistry, Manufacturing and Controls (CMC) Global Regulatory Affairs (GRA) professional is responsible for developing and executing global ... regulatory strategies for CMC aspects of small molecule products...+ Experience in CPP application filing through eCATS, 510(j)(3) reporting through nextGen portals is a plus. + Develop… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- The Associate Director of Regulatory Intelligence leads the collection and dissemination of regulatory intelligence and collaborates with SMEs to interpret the ... impact of regulatory changes to the pharmaceutical environment. **Job Description** +...etc. + General knowledge of global regulations for pharmacovigilance reporting for approved and investigational products. + Confirm list… more