- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- TEKsystems (New York, NY)
- …tailored to broker-dealer activities, including policies, procedures, control testing, and regulatory reporting . - Align compliance efforts with enterprise risk ... experience in broker-dealer and banking compliance, with a strong focus on regulatory risk assessments and institutional financial services. - Regs Focused… more
- CIBC (New York, NY)
- …6th Floor **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting , Compliance Testing, Decision Making, Regulatory Compliance, Risk ... adherence with broker-dealer requirements and compliance with federal and self- regulatory organization (SRO) rules and regulations. The position supports overall… more
- KeyBank (Amherst, NY)
- …of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in ... including risk assessment, monitoring and testing, analysis of findings, and reporting to ensure effective, sustainable risk management processes exist. + Provide… more
- Raymond James Financial, Inc. (New York, NY)
- …models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures ... the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to provide essential risk… more
- Seton Education Partners (Bronx, NY)
- …to employment law. + Provide guidance on corrective actions, workplace policies, and regulatory reporting requirements. + Risk Mitigation & Case Management + ... play a critical role in ensuring the legal and regulatory health of Brilla Public Charter Schools. You will...along with a comprehensive benefits package that includes medical, financial , and other benefits. New hires will typically start… more
- The New Jewish Home (Bronx, NY)
- …issues. Reports To: AVP, Home & Community Based Services and/or Chief Financial Officer Duties and Responsibilities: Develops and administrates a clinical program ... Ensures compliance by staff with all applicable Federal, State and local regulatory and accreditation standards. o Ensures that required professional and ancillary… more
- Robert Half Finance & Accounting (Ozone Park, NY)
- …The ideal candidate will bring expertise in accounting, internal controls, and financial reporting , while fostering a strong team environment. Responsibilities: ... - preferably out of a sub-contractor * Project Accounting/WIP experience * Strong Financial Reporting experience - ideally from a Public company, alternative… more
- JPMorgan Chase (Brooklyn, NY)
- …for implementation of operating models to ensure full compliance on liquidity and regulatory capital rule changes. As a Associate on the CIB Treasury (CIBT) ... and monthly Funds-Transfer-Pricing (FTP) calculations, ensuring accuracy and timeliness in reporting and analytics. + Develop a strong understanding of the… more
- Robert Half Finance & Accounting (New York, NY)
- …* Supervise month-end and year-end closing processes to ensure timely and accurate financial reporting . * Prepare and analyze financial statements, including ... Description We are looking for a dedicated Controller to oversee financial and accounting operations for a dynamic hospitality group based in New York, New York.… more