- TD Bank (New York, NY)
- …include, but are not limited to, the following: + Facilitate responses to regulatory requests, prepares related reporting for internal and external stakeholders, ... teams for regulatory matters. + Contribute to Board of Director reporting + Participate in relevant initiatives/projects. + Provide recommendations on any Audit… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- JPMorgan Chase (New York, NY)
- … themes, ensuring consistency and alignment. + Maintain thorough records of regulatory engagements and provide reporting to senior stakeholders. + Escalate ... Bring your expertise to JPMorgan Chase. As a Regulatory Strategy Engagement Lead you will play a...years of relevant experience, including experience at a large financial institution or regulator, consulting or legal firm +… more
- JPMorgan Chase (New York, NY)
- …management by engaging with stakeholders and clients and ensuring compliance with regulatory requirements. **Job responsibilities** + Prepare weekly reporting on ... our firm leads with innovation and compliance. As a Cybersecurity Tech Regulatory Engagement Associate in Cybersecurity Technology & Controls, you will contribute to… more
- JPMorgan Chase (New York, NY)
- …fostering a secure and compliant environment. **Job responsibilities** + Prepare weekly reporting on regulatory exams and regulatory engagements for ... Step into the role of Cybersecurity Tech Regulatory Engagement Lead and lead the forefront of...Experience working with senior management at a large, global financial institution or similar organization is preferred. + Strong… more
- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... and deal management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new regulatory… more
- Scotiabank (New York, NY)
- …(Regulation QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Assist with the US Liquidity ... to the overall success of the US Treasury team by supporting regulatory compliance, enhancing liquidity reporting and analytics, and executing strategic… more
- Mizuho Corporate Bank (New York, NY)
- …Finance Analyst to join our Finance Change & Integration team to support Regulatory Reporting . This role supports critical regulatory initiatives ... Responsibilities: + Support finance transformation initiatives, such as general ledger upgrades, regulatory reporting enhancements (eg, FR Y-9C, 2052a , FRY-15… more