- TD Bank (New York, NY)
- …change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and ... dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for supporting change management initiatives, conducting… more
- TD Bank (New York, NY)
- …include, but are not limited to, the following: + Facilitate responses to regulatory requests, prepares related reporting for internal and external stakeholders, ... teams for regulatory matters. + Contribute to Board of Director reporting + Participate in relevant initiatives/projects. + Provide recommendations on any Audit… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- JPMorgan Chase (New York, NY)
- … themes, ensuring consistency and alignment. + Maintain thorough records of regulatory engagements and provide reporting to senior stakeholders. + Escalate ... Bring your expertise to JPMorgan Chase. As a Regulatory Strategy Engagement Lead you will play a...years of relevant experience, including experience at a large financial institution or regulator, consulting or legal firm +… more
- JPMorgan Chase (New York, NY)
- …management by engaging with stakeholders and clients and ensuring compliance with regulatory requirements. **Job responsibilities** + Prepare weekly reporting on ... our firm leads with innovation and compliance. As a Cybersecurity Tech Regulatory Engagement Associate in Cybersecurity Technology & Controls, you will contribute to… more
- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... and deal management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new regulatory… more
- Scotiabank (New York, NY)
- …(Regulation QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Assist with the US Liquidity ... to the overall success of the US Treasury team by supporting regulatory compliance, enhancing liquidity reporting and analytics, and executing strategic… more
- Mizuho Corporate Bank (New York, NY)
- …Finance Analyst to join our Finance Change & Integration team to support Regulatory Reporting . This role supports critical regulatory initiatives ... Responsibilities: + Support finance transformation initiatives, such as general ledger upgrades, regulatory reporting enhancements (eg, FR Y-9C, 2052a , FRY-15… more
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