- Travelers Insurance Company (Queensbury, NY)
- …through the filing of required documentation and effective coordination of non- financial market regulatory activities. The filing responsibilities encompass the ... also facilitate and direct the management and validation of non- financial market regulatory activities in higher complexity...with AI-based data analysis tools for automation of research, reporting and processes **What is a Must Have?** +… more
- American Express (New York, NY)
- …Affairs group within the General Counsel's Organization seeks a Director, US Regulatory Relations (USRR). As the principal intermediary between the company and the ... driving a cohesive approach to supervision, including by identifying regulatory focus areas across engagements and preparing senior executives...per year, as well as a steady stream of reporting to the agencies, senior management and the AXP… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Scotiabank (New York, NY)
- …QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Actively participate in developing ... Reporting & Analytics team for Scotiabank to ensure regulatory compliance, prepare and enhance liquidity reporting ...would be acceptable. + 4+ years of experience in financial services, focusing on treasury or liquidity risk. Alternatively,… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...Strong knowledge of JIRA to maintain updates and produce reporting metrics. + Maintaining a central repository of data… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Mount Sinai Health System (New York, NY)
- …Review Board (IRB) review and who prepare and submit documents needed for regulatory and safety reporting to sponsors and other agencies. The Senior ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently available within...and other submissions as required. + Collaborates with the Financial Manager on the development of the study budget… more
- MUFG (New York, NY)
- …ensure compliance including any short/long term requirement which may impact internal Regulatory Reporting System file feeds and architecture + Provides ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- AIG (New York, NY)
- …throughout AIG including Underwriting (multiple lines of business), Comptrollers, Investments, Regulatory Reporting , Tax, and Litigation, as well as regulators. ... filings. + Support issues related to market conduct and financial exams. + Prepare regulatory filings (eg, Holding Company, and company licensing). + Partner… more
- JPMorgan Chase (Brooklyn, NY)
- …cycle; performing critical reporting functions for the organization, both financial and regulatory , as well as ensuring execution and implementation ... Policy, etc. + Control, oversight and integrity of the financial statements and end-to-end control around external reporting...on activity and structures, etc. + Produce submissions for Regulatory and External Reporting - including but… more