- Citigroup (Getzville, NY)
- …for Finance Regulatory Engagement & Oversight, including exam management, regulatory reporting , meetings and requests for information. + Supports key ... who keeps management and internal stakeholders informed on the status of regulatory responses, internal reporting , monitoring and governance. In this role,… more
- Citigroup (New York, NY)
- …and initiatives. + Responsible for internal and external communications and reporting and overseeing content and preparation for regulatory engagement. ... for any open items. + Develop key themes from regulatory interactions for management reporting . + Conduct...in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting… more
- M&T Bank (Buffalo, NY)
- **Overview:** Conduct advanced financial research and analysis projects with a large amount of independence. Provide comprehensive advice/options to senior ... + Conduct independent research and complex analytical projects involving financial modeling/forecasting to provide senior management with definitive financial… more
- American Express (New York, NY)
- …applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC, etc.) + Experience designing ... Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration… more
- TD Bank (New York, NY)
- …surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and ... or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General...executing enhancements and assessing the impact to end users, reporting , etc. + Execution Skills: + Highly organized to… more
- JPMorgan Chase (New York, NY)
- …functions within JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries. + Provide reporting to senior stakeholders highlighting ... Banking team within the Commercial and Investment Banking & Securities Regulatory Engagement, you will collaborate with senior leaders across the Commercial… more
- Guardian Life (New York, NY)
- …the continuing success of our department. This is a senior attorney role in the Regulatory Affairs Practice Group, reporting to the Chief Regulatory Counsel. ... Counsel will develop processes for efficient intake, management, and closing of regulatory matters, will create reporting regarding such matters, and will… more
- Robert Half Finance & Accounting (Rochester, NY)
- …reconciliations, maintaining the general ledger system, preparing monthly, quarterly and annual financial statements, assisting with regulatory reporting as ... up with FP& A and accounting management to develop relevant, timely reports on financial data analytics like the monthly flash report, key financial metrics, and… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more