- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE , IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City ... and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The...managing projects * 7+ years within or related to financial services *Additional Qualifications* * MBA or… more
- JPMorgan Chase (Brooklyn, NY)
- …and skills:** + Accounting degree required + 2 or more years of experience in financial services required at either a big 4 accounting firm or similar experience ... of the execution, analysis, and control and governance frameworks. As a Senior Associate on the Regulatory Reporting Policy team (Policy Team), you will… more
- JPMorgan Chase (Brooklyn, NY)
- …degree or equivalent experience required. + 3+ years of experience in the financial services industry with a background in controls, audit, quality assurance, ... governance for the CIB, responsible for enhancing transparency and senior oversight of regulatory interactions, issues, and commitments. As an Associate in the… more
- US Bank (New York, NY)
- …regulatory legal advice to senior management on new products and services , rulemakings, strategic business and regulatory initiatives, and supervisory ... 12+ Years of experience as an attorney in a regulatory agency, law firm supporting financial institutions,...and interpersonal communication skills + Strong commitment to client service Successful candidates for a position in the US… more
- Cherry Bekaert (Albany, NY)
- …join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory ... , **Cherry Bekaert** delivers innovative advisory, assurance and tax services to our clients. At Cherry Bekaert we create... Associate ( Regulatory Compliance)** to… more
- Coinbase (Albany, NY)
- …degree in finance, economics, or law (preferred). * Minimum of 4 + years of financial services regulatory experience, ideally focused on CFTC, SEC and/or ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...in a fast-paced environment supporting a wide variety of regulatory advocacy and the development of new policy positions,… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Associate Attorney Financial Services , M-3 Occupational Category Legal Salary Grade 663 ... of Financial Services is seeking candidates for the position of Associate Attorney Financial Services in the Consumer Protection and Financial… more
- Guidehouse (New York, NY)
- …Will Do** **:** As an Associate Director at Guidehouse's Commercial Financial Services practice, you will have responsibility for client management, solution ... You Will Need** **:** + 7+ years of experience in the banking industry or commercial financial services consulting + 7+ years' experience in one or more of the… more
- Ankura (New York, NY)
- …on client delivery services across the Firm. Practice Overview: The Financial Services Advisory practice focuses on assisting clients in Banking, Insurance, ... Capital Markets, FinTech and related industries. Our primary services are Business Strategy and Transformation (eg, Strategic Cost Management, Organizational Design,… more
- Wells Fargo (Syracuse, NY)
- …63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents) + Financial services experience + Client services experience + 6 + ... **About this role:** Wells Fargo is seeking an Associate Private Client Financial Advisor (LO)...training program for meeting personal, professional, and organizational client service and financial goals within the … more