- Wells Fargo (Macclenny, FL)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- ADP (Maitland, FL)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
- Truist (Tampa, FL)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- Truist (Tampa, FL)
- …with a focus on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs. ESSENTIAL DUTIES AND ... investment solutions to help clients work toward their long-term financial goals. 2. Set the strategic direction of the...Advisor team to increase assets under management, sales and service . 3. Develop and maintain a profitable level of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this role… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... Series 7 required or willing to obtain within 6 months. + Series 63, 65 and/or... years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through experience, specialized training or certification to serve as a resource to Financial Advisors and their clients by building GPM plans and assisting in the ... to the clients. Plans may require knowledge and expertise regarding overall financial planning issues which may include portfolio design, Social Security, healthcare… more
- Truist (Tampa, FL)
- …4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 ... Charlotte, NC. Responsible for the general servicing and support of the Financial Advisors within our Centralized Group. This includes administrative and operational… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Extensive contact with internal and external customers to provide detailed financial planning consultative services . **Essential Duties and Responsibilities** + ... through experience, specialized training or certification to consult with Financial Advisors (FAs) and their clients regarding overall ...work environment. + Provide a high level of customer service in a calm, courteous and professional manner. +… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …college or university, and a minimum of three (3) years experience in a financial services firm, or an equivalent combination of experience, education, and/or ... 6 to 10 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - … more